Barbara A. Boyce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Anne Boyce, who also goes by Barbara Anne Nicolaides, was a registered financial advisor .
Barbara is a previously registered financial advisor and started their career in finance in 1996. Barbara had worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2006 - July 1, 2008
MILKIE/FERGUSON INVESTMENTS, INC.
January 27, 2004 - January 7, 2009
MILKIE/FERGUSON INVESTMENTS, INC.
August 1, 2000 - November 19, 2002
INDEPENDENT ADVISERS GROUP CORP
April 26, 2000 - December 31, 2003
OSAIC FS, INC.
April 26, 2000 - December 31, 2003
OSAIC FS, INC.
July 14, 1999 - May 2, 2000
VOYA FINANCIAL ADVISORS, INC.
May 15, 1996 - August 20, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
May 15, 1996 - September 29, 1999
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MILKIE/FERGUSON INVESTMENTS, INC.
CRD#: 17606 / SEC#: , 8-36226
Contact information
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
