Benjamin A. Low

FORESIDE FUND SERVICES

Denver, CO 80206

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CRD#: 2738613

Professional summary

Benjamin A Low, who also goes by Ben A Low, Benjamin A Low, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Denver, Colorado.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1997. Benjamin has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ben A Low | Benjamin A Low

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin A Low's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 19, 2024 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 240 St. Paul Street Suite 400, Denver, CO 80206

CRD#: 46106

Denver, CO

Past

October 24, 2024 - November 20, 2024

CANTOR FITZGERALD & CO.

CRD#: 134

NEW YORK, NY

Past

October 4, 2011 - May 6, 2024

HINES PRIVATE WEALTH SOLUTIONS LLC

CRD#: 128145

HOUSTON, TX

Past

May 20, 2011 - September 15, 2011

CCO CAPITAL, LLC

CRD#: 31147

PHOENIX, AZ

Past

April 20, 2010 - May 11, 2011

NORTHSTAR SECURITIES, LLC

CRD#: 150409

GREENWOOD VILLAGE, CO

Past

April 5, 2010 - May 25, 2010

WELTON STREET INVESTMENTS LLC

CRD#: 132111

ENGLEWOOD, CO

Past

August 2, 2005 - January 21, 2010

HINES PRIVATE WEALTH SOLUTIONS LLC

CRD#: 128145

HOUSTON, TX

Past

March 26, 1997 - July 6, 2005

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/2/2025)

Colorado
(12/19/2024)

Idaho
(1/2/2025)

Illinois
(7/29/2025)

Iowa
(7/29/2025)

Kansas
(7/29/2025)

Minnesota
(7/29/2025)

Missouri
(7/31/2025)

Montana
(1/6/2025)

Nebraska
(7/29/2025)

Utah
(1/2/2025)

Wisconsin
(7/29/2025)

Wyoming
(1/2/2025)

Exams

State Security Law Exam

Series 63

Date: 5/8/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/24/1997

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Benjamin A. Low

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin A Low's CRS (Customer Relationship Summary).

Certified licenses

Experience

CANTOR FITZGERALD & CO.

HINES PRIVATE WEALTH SOLUTIONS LLC

CCO CAPITAL, LLC

NORTHSTAR SECURITIES, LLC

WELTON STREET INVESTMENTS LLC

HINES PRIVATE WEALTH SOLUTIONS LLC

DWS DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/8/1997

SIE

Date: 10/1/2018

Series 7

Date: 9/11/2003

Series 6

Date: 3/24/1997

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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