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Michael Eugene Winemiller

CETERA INVESTMENT ADVISERS
MEMPHIS, TN
·CRD# 2738609·30 years registered

Professional Summary

Michael Eugene Winemiller, who also goes by Michael E Winemiller, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Memphis, Tennessee and CETERA INVESTMENT SERVICES LLC located in Memphis, Tennessee. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael E Winemiller

Blog Corner

More Resources

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Videos & Posts

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years registered in the securities industry

Current & Past Employments

Current

CETERA INVESTMENT ADVISERS LLCCurrent·CRD# 105644
RIA
3577 Hacks Cross Road, Memphis, TN 38125
September 5, 2025 - Present
CETERA INVESTMENT SERVICES LLCCurrent·CRD# 15340
BD
1. 3577 Hacks Cross Road, Memphis, TN 381252. 7800 113th St N, Seminole, FL 33772
April 14, 2026 - Present

Past

CETERA WEALTH SERVICES, LLCPast·CRD# 13572
BD
Collierville, TN
September 5, 2025 - April 20, 2026
AVANTAX ADVISORY SERVICESPast·CRD# 104556
RIA
Collierville, TN
August 24, 2021 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.Past·CRD# 13686
BD
Collierville, TN
August 23, 2021 - September 5, 2025
AVANTAX ADVISORY SERVICESPast·CRD# 104556
RIA
Collierville, TN
August 20, 2021 - August 23, 2021
PNC MANAGED ACCOUNT SOLUTIONS, INC.Past·CRD# 110476
RIA
Dallas, TX
September 15, 2015 - August 23, 2021
BBVA SECURITIES INC.Past·CRD# 27060
BD
Dallas, TX
August 31, 2015 - August 23, 2021
FIRST HORIZON ADVISORS, INC.Past·CRD# 17117
RIA
Memphis, TN
November 18, 2013 - August 24, 2015
FIRST HORIZON ADVISORS, INC.Past·CRD# 17117
BD
Memphis, TN
November 18, 2013 - August 24, 2015
TRUIST INVESTMENT SERVICES, INC.Past·CRD# 17499
RIA
Cordova, TN
July 2, 2012 - November 22, 2013
TRUIST INVESTMENT SERVICES, INC.Past·CRD# 17499
BD
Cordova, TN
July 2, 2012 - November 22, 2013
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
RIA
Germantown, TN
January 3, 2011 - July 18, 2012
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
Germantown, TN
January 3, 2011 - July 18, 2012
WELLS FARGO INVESTMENTS, LLCPast·CRD# 10582
RIA
Los Angeles, CA
March 3, 2008 - January 3, 2011
WELLS FARGO INVESTMENTS, LLCPast·CRD# 10582
BD
Los Angeles, CA
February 29, 2008 - January 3, 2011
TRUIST INVESTMENT SERVICES, INC.Past·CRD# 17499
RIA
Cordova, TN
August 9, 2005 - February 21, 2008
TRUIST INVESTMENT SERVICES, INC.Past·CRD# 17499
BD
Cordova, TN
August 9, 2005 - February 21, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361
RIA
Memphis, TN
January 4, 2005 - July 29, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.Past·CRD# 16361
BD
Boston, MA
January 3, 2005 - July 29, 2005
NCF FINANCIAL SERVICES, INC.Past·CRD# 120471
RIA
Cordova, TN
January 8, 2004 - January 10, 2005
NCF FINANCIAL SERVICES, INC.Past·CRD# 120471
BD
Durham, NC
September 30, 2002 - January 10, 2005
INVEST FINANCIAL CORPORATIONPast·CRD# 12984
BD
Appleton, WI
May 5, 1999 - September 30, 2002
METROPOLITAN LIFE INSURANCE COMPANYPast·CRD# 4095
BD
New York, NY
April 29, 1996 - May 6, 1999
MSI FINANCIAL SERVICES, INC.Past·CRD# 14251
BD
Springfield, MA
April 29, 1996 - May 6, 1999

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Current Firm

CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

Contact Information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Phone Number

(310) 257-7880

# of Employees

10,251

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

813,961

AUM (Assets Under Management)

$256,813,748,739

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
09/25/2026Cover PageReport
10/27/2025Cover PageReport
12/13/2024Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES POSITION: Agent NATURE: For insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/23/2021 ADDRESS: 622 Newberry Drive, BDC, Richardson TX 75080, United States DESCRIPTION: Insurance product offerings by Avantax

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC

CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - SEC (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(4/17/2026)
RR
Arkansas
(5/21/2026)
RR
Florida
(4/15/2026)
RR
Louisiana
(4/14/2026)
RR
Michigan
(7/28/2026)
RR
Mississippi
(4/21/2026)
RR
Pennsylvania
(4/22/2026)
IAR
Tennessee
(9/5/2025)
RR
Tennessee
(4/14/2026)
IAR
Texas
(9/5/2025)
RR
Texas
(4/14/2026)
RR
Virginia
(7/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2000About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1996About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Mar 2006About the Series 26 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Eugene Winemiller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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