Kyu Han
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyu Han, who also goes by Kyuwon Kristin Han, Kyuwon Han, Kyuwon Han Scott, Kyuwon Kristin Scott, was a registered financial professional .
Kyu is a previously registered financial professional and started their career in finance in 1996. Kyu had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 50, Series 82 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2012 - October 31, 2018
PERKINS FUND MARKETING, L.L.C.
October 9, 2006 - April 22, 2008
PERKINS FUND MARKETING, L.L.C.
April 25, 2005 - September 5, 2006
CITIGROUP GLOBAL MARKETS INC.
April 11, 2005 - September 5, 2006
CITIGROUP GLOBAL MARKETS INC.
September 9, 2002 - March 17, 2005
ABN AMRO INCORPORATED
May 29, 1996 - May 2, 2002
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERKINS FUND MARKETING, L.L.C.
CRD#: 45642 / SEC#: , 8-51126
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
