Juan C. Gomez
Professional summary
Juan Carlos Gomez, who also goes by Juan Carids Gomez, Juan Carlos Gomez Jr, is a registered financial advisor currently at PRIME CAPITAL EQUITIES LLC located in San Diego, California.
Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Juan has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Juan Carlos Gomez's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2011 - Present
PRIME CAPITAL EQUITIES LLC
October 4, 2004 - April 4, 2011
PRIVATE ASSET MANAGEMENT INC
June 14, 2004 - October 6, 2004
CAPSTONE INVESTMENTS
February 5, 2004 - September 28, 2004
CORNERSTONE WEALTH MANAGEMENT
November 23, 1999 - December 5, 2003
CHARLES SCHWAB & CO., INC.
November 16, 1998 - December 5, 2003
CHARLES SCHWAB & CO., INC.
August 25, 1998 - September 17, 1998
WOODBURY FINANCIAL SERVICES, INC.
September 3, 1996 - November 14, 1996
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/11/2011)
(1/30/2019)
Exams
Current Firm
PRIME CAPITAL EQUITIES LLC
CRD#: 157411 / SEC#: 801-72292
Contact information
Regulatory assets under management
| Total Number of Accounts | 130 |
| AUM (Assets Under Management) | $ 50,000,000 |
Red Flags
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