James W. Latimer
Professional summary
James Wesley Latimer JR., who also goes by James W Latimer Jr, is a registered financial advisor currently at SIEBERT ADVISORNXT, LLC. located in Katy, Texas and MURIEL SIEBERT & CO., LLC located in New York, New York.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. James has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James Wesley Latimer JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2018 - Present
SIEBERT ADVISORNXT, LLC.
October 6, 2017 - Present
MURIEL SIEBERT & CO., LLC
Office #1: 300 Vesey Street 5th Floor, New York, NY, 10282November 19, 2013 - December 31, 2017
STOCKCROSS FINANCIAL SERVICES, INC.
July 3, 2009 - October 26, 2009
STOCKCROSS FINANCIAL SERVICES, INC.
January 1, 2007 - December 31, 2017
STOCKCROSS FINANCIAL SERVICES, INC.
May 5, 2003 - November 3, 2005
SELECT ADVISORY SERVICES, LLC
February 20, 2002 - January 1, 2007
TRADESTAR INVESTMENTS,INC.
December 16, 1999 - November 3, 2005
FISERV INVESTOR SERVICES, INC.
August 19, 1999 - November 30, 1999
BANC ONE SECURITIES CORPORATION
August 21, 1998 - August 28, 1999
TRADESTAR INVESTMENTS,INC.
September 19, 1997 - December 2, 1997
PRUDENTIAL EQUITY GROUP, LLC
May 31, 1996 - September 5, 1997
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
SIEBERT ADVISORNXT, LLC.
CRD#: 288572 / SEC#: 801-110718
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2020)
(10/6/2017)
(1/2/2018)
(10/6/2017)
(11/29/2017)
(10/6/2017)
(8/22/2018)
(12/23/2021)
(10/6/2017)
(10/6/2017)
(1/2/2018)
(4/22/2019)
(10/6/2017)
(1/14/2021)
(10/6/2017)
(5/24/2019)
(1/1/2018)
Exams
FINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SIEBERT ADVISORNXT, LLC.
CRD#: 288572 / SEC#: 801-110718
Contact information
SEC notice filing (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 786 |
| AUM (Assets Under Management) | $ 287,623,668 |
Red Flags
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