Sean D. O'toole
1776 WEALTH LLC
Sandy Springs, GA 30328
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CRD#: 2738074
Professional summary
Sean David O'toole, CFP®, who also goes by Sean D Otoole, Sean David Otoole, is a registered financial advisor currently at 1776 WEALTH LLC located in Sandy Springs, Georgia.
Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Sean has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Retirement Planning
Small Business Planning
Comprehensive Financial Planni...
Investment Planning
Estate Planning
Business Succession Planning
Retirement Income Management
Are you a "fiduciary"?
Yes
Aliases
Sean D Otoole | Sean David Otoole
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CLEARVOYANCE VENTURES, INC. TITLE IS PRESIDENT (passive investor) / Holding company that holds an investment 0 HRS. PER MONTH. 2) SMITH AND BARUCH / 2090 DUNWOODY CLUB DRIVE ATLANTA, GA 30350 / COMPANY/ OTHER NON-OPERATING HOLDING CO. / DIRECT INVESTMENTS / PARTNER / THIS IS A HOLDING COMPANY FOR ME TO MAKE INVESTMENTS IN PRIVATE ENTITIES AND REAL ESTATE. / START DATE 3/1/09 / 10 HOURS PER MONTH TO THIS BUSINESS AND 2 HOURS PER MONTH DURING SECURITIES TRADING HOURS 3) 1908 CAPITAL, LLC 750 HAMMOND DRIVE, BUILDING 5, SUITE 200, SANDY SPRINGS, GA 30328 /TITLE OWNER / NOT INVESTMENT RELATED / START DATE 2017 / 5 HOURS PER MONTH DEVOTED TO THIS BUSINESS 5) MAYO CAPITAL / 750 HAMMOND DR, BUILDING 5, ATLANTA, GA 30328 / TITLE IS OWNER / HOLDING COMPANY / START DATE 2017 / ZERO HOURS PER MONTH DEVOTED TO THIS BUSINESS / ZERO HOURS PER MONTH DURING SECURITIES TRADING HOURS 6) 05/2020 | 1776ing LLC | MEMBER | INVESTMENT RELATED | CHAMBLEE, GA | APPROXIMATELY 40 HOURS A MONTH | FINANCIAL TECHNOLOGY SOFTWARE ENABLING DUE DILIGENCE FOR ACQUISITIONS OF FINANCIAL PRODUCTS 7) Clairvoyance Consulting LLC; 750 Hammond Drive Atlanta GA 30328; business process improvement consulting; 8 hours/month 8) Natural Venture Capital, LLC; 750 Hammond Drive Atlanta GA 30328; CIO; 0 hours/month; $0 compensation
CRS (Client Relationship Summary) - RIA
Click below to view Sean David O'toole's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
March 10, 2017 - Present
1776 WEALTH LLC
Office #1: 750 Hammond Drive Bldg 5, Suite 200, Sandy Springs, GA 30328RIA
CRD#: 286321
Sandy Springs, GA
Past
January 25, 2007 - March 22, 2017
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
ATLANTA, GA
Past
January 25, 2007 - March 22, 2017
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
ATLANTA, GA
Past
February 12, 2002 - January 26, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ALPHARETTA, GA
Past
July 11, 1996 - January 26, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ALPHARETTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1W
1776 WEALTH LLC
1776 WEALTH LLC
CRD#: 286321 / SEC#: 801-109928
RIA
Registered Investment Advisory firm - (2/6/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/10/2017)
IAR
Georgia(3/13/2017)
IAR
Texas(4/24/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
1W
1776 WEALTH LLC
1776 WEALTH LLC
CRD#: 286321 / SEC#: 801-109928
RIA
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Contact information
Main Address
750 Hammond Drive Bldg 5, Suite 200, Sandy Springs, GA 30328
Mailing Address
Phone number
(678) 257-2730
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 367 |
| AUM (Assets Under Management) | $ 372,082,912 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
