Maureen Kay

EMPOWER ADVISORY GROUP

Columbus, OH

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CRD#: 2738032

Professional summary

Maureen Kay, who also goes by Maureen Kay Carr, Maureen K Carr, Maureen K Halasz, Maureen Kay Halasz, Maureen Kay Mcgreal, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Columbus, Ohio and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Maureen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Maureen has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.

Aliases

Maureen Kay Carr | Maureen K Carr | Maureen K Halasz | Maureen Kay Halasz | Maureen Kay Mcgreal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maureen Kay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2026 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

Columbus, OH

Current

July 29, 2026 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

December 10, 2013 - December 18, 2025

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Westerville, OH

Past

December 10, 2013 - December 18, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

Westerville, OH

Past

February 25, 2011 - December 4, 2013

MORGAN STANLEY

CRD#: 149777

COLUMBUS, OH

Past

February 22, 2011 - December 4, 2013

MORGAN STANLEY

RIA

CRD#: 149777

COLUMBUS, OH

Past

July 9, 2008 - March 19, 2009

NATCITY INVESTMENTS, INC.

RIA

CRD#: 17490

CLEVELAND, OH

Past

July 8, 2008 - March 19, 2009

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

July 2, 2007 - June 17, 2008

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

BOARDMAN, OH

Past

June 19, 2007 - June 17, 2008

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

BOARDMAN, OH

Past

February 22, 2005 - March 27, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

MAYFIELD HEIGHTS, OH

Past

February 17, 2005 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 17, 2005 - March 27, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MAYFIELD HEIGHTS, OH

Past

July 6, 2000 - January 25, 2005

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

September 16, 1998 - May 14, 1999

KEY INVESTMENTS INC.

CRD#: 15873

CLEVELAND, OH

Past

May 28, 1996 - July 24, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/29/2026)

Alaska
(7/29/2026)

Arizona
(7/29/2026)

Arkansas
(7/29/2026)

California
(7/29/2026)

Connecticut
(7/29/2026)

Delaware
(7/29/2026)

Georgia
(7/29/2026)

Hawaii
(7/29/2026)

Idaho
(7/29/2026)

Illinois
(7/29/2026)

Indiana
(7/29/2026)

Iowa
(7/29/2026)

Kansas
(7/29/2026)

Kentucky
(7/29/2026)

Maine
(7/29/2026)

Massachusetts
(7/29/2026)

Michigan
(7/29/2026)

Minnesota
(7/29/2026)

Mississippi
(7/29/2026)

Missouri
(7/29/2026)

Montana
(7/29/2026)

Nebraska
(7/29/2026)

Nevada
(7/29/2026)

New Hampshire
(7/29/2026)

New Jersey
(7/29/2026)

New Mexico
(7/29/2026)

New York
(7/29/2026)

North Carolina
(7/29/2026)

North Dakota
(7/29/2026)

Ohio
(7/30/2026)

IAR

Ohio
(7/31/2026)

Oklahoma
(7/29/2026)

Oregon
(7/29/2026)

Pennsylvania
(7/29/2026)

Rhode Island
(7/29/2026)

South Carolina
(7/29/2026)

South Dakota
(7/29/2026)

Tennessee
(7/29/2026)

Texas
(7/29/2026)

Utah
(7/29/2026)

Vermont
(7/29/2026)

Virginia
(7/29/2026)

Washington
(7/29/2026)

West Virginia
(7/29/2026)

Wisconsin
(7/29/2026)

Wyoming
(7/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/24/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 2/27/2014

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/17/2014

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

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Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/26/2026	Cover Page	Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Maureen Kay

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maureen Kay's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

NATCITY INVESTMENTS, INC.

NATCITY INVESTMENTS, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

ALLIANCEBERNSTEIN INVESTMENTS, INC.

KEY INVESTMENTS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1996

Series 63

Date: 7/15/1996

SIE

Date: 10/1/2018

Series 7

Date: 5/24/1996

Series 9

Date: 2/27/2014

Series 10

Date: 1/17/2014

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

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