Jeffrey K. Cimini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Kenneth Cimini, who also goes by Jeffrey K Cimini, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1996. Jeffrey had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2018 - June 22, 2023
VOYA FINANCIAL PARTNERS, LLC
June 20, 2014 - June 27, 2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
February 15, 2013 - April 21, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 14, 2006 - October 18, 2012
FIDELITY BROKERAGE SERVICES LLC
May 8, 1996 - November 28, 2006
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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