William S. Kmiecik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Stanley Kmiecik JR was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1996. William had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2012 - December 31, 2012
RETIREMENT FIDUCIARY ADVISORS
September 10, 1999 - January 26, 2023
JOSE CUEVAS INC. DBA WISDOM INVESTMENTS INC.
July 27, 1999 - December 31, 2002
WATERSTONE FINANCIAL GROUP, INC.
June 3, 1996 - July 20, 1999
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREMENT FIDUCIARY ADVISORS
CRD#: 155314 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
