Kenneth J. Koock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Jeffrey Koock, who also goes by Kenneth J Koock, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1970. Kenneth had worked at 5 firms and has passed the Series 63, Series 55, Series 7, Series 1, Series 24 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2000 - July 26, 2001
VIEWTRADE FINANCIAL
July 12, 1977 - March 21, 2003
CROWN FINANCIAL GROUP, INC.
April 2, 1975 - August 25, 1977
NEUBERGER SECURITIES CORP.
November 27, 1973 - February 14, 1975
EXECUTIVE SECURITIES CORP.
July 6, 1970 - January 6, 1974
SMITH JACKSON & COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/6/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 12/22/1967
Registered Representative ExaminationSeries 00
Date: 6/2/1969
General Securities Principal ExaminationCurrent Firm
VIEWTRADE FINANCIAL
CRD#: 47116 / SEC#: , 8-51683
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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