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Elizabeth L. Mcdermott

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CRD#: 2737656
EM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Elizabeth Louise Mcdermott, who also goes by Elizabeth L Mcdermott, Liz Mcdermott, was a registered financial professional .

Elizabeth is a previously registered financial professional and started their career in finance in 1997. Elizabeth had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Elizabeth L Mcdermott | Liz Mcdermott

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 19, 2010 - October 16, 2015

FINANCIAL ADVOCATES ADVISORY SERVICES

RIA
CRD#: 147786
OLYMPIA, WA
Past

May 5, 2000 - May 14, 2010

DIVERSIFIED FINANCIAL ADVISORS

RIA
CRD#: 112840
LYNNWOOD, WA
Past

March 21, 2000 - October 22, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
LYNNWOOD, WA
Past

November 18, 1997 - October 22, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
LYNNWOOD, WA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 5/22/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


FA
FINANCIAL ADVOCATES ADVISORY SERVICES
BRUNDIGE WEALTH MANAGEMENT | TRUE RETIREMENT | QPS FINANCIAL | LAURUS WEALTH MANAGEMENT | IMPACT BENEFITS & RETIREMENT | IMPACT | HEESTAND COMPANY | FINANCIAL ADVOCATES ADVISORY SERVICES, LLC | FINANCIAL ADVOCATES ADVISORY SERVICES | CHANNEL FINANCIAL

CRD#: 147786 / SEC#: 801-110695

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Contact information


Main Address
1601 Cooper Point Rd Nw, Olympia, WA 98502
Mailing Address
Phone number
(360) 866-2345
Established
Firm type
Fiscal year end
# of Employees
8

Documents


Latest Form ADV

Part 2 Brochures

FAAS FIRM BROCHURE ANNUAL 3 2023 (3/31/2023)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FINANCIAL ADVOCATES ADVISORY SERVICES

CRD#: 147786

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