Nick G. Hatzidakis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nick George Hatzidakis, who also goes by Nicholaos Hatzidakis, Nick Hatzidakis, was a registered financial professional .
Nick is a previously registered financial professional and started their career in finance in 1999. Nick had worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2013 - June 10, 2016
FANTEX BROKERAGE SERVICES, LLC
September 25, 2007 - June 21, 2011
CHARLES SCHWAB & CO., INC.
November 11, 2003 - November 21, 2006
CHARLES SCHWAB & CO., INC.
September 6, 2000 - October 31, 2003
CYBERTRADER, INC.
May 6, 1999 - October 3, 2000
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
FANTEX BROKERAGE SERVICES, LLC
CRD#: 164783 / SEC#: , 8-69114
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
