Ronald H. Holzer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Howard Holzer, who also goes by Ronald Howard Holzer, Ronald Holzer, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 2012. Ronald had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2020 - October 6, 2025
THE LEADERS GROUP, INC.
June 28, 2016 - June 14, 2018
TLG ADVISORS, INC.
June 23, 2016 - June 14, 2018
THE LEADERS GROUP, INC.
September 19, 2012 - July 3, 2014
EQUITABLE ADVISORS, LLC
February 20, 2012 - July 3, 2014
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
