John A. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Augustus Larson was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1996. John had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2016 - November 30, 2016
SUMMIT ADVISOR SOLUTIONS
March 30, 2016 - February 7, 2018
ALT FUND DISTRIBUTORS LLC
September 25, 2015 - March 22, 2016
RP CAPITAL LLC
March 20, 2014 - September 1, 2015
PURSHE KAPLAN STERLING INVESTMENTS
June 8, 2011 - March 2, 2016
FORTITUDE ADVISORY GROUP L.L.C.
June 6, 2011 - March 21, 2014
ARGENTUS SECURITIES, LLC
September 21, 2010 - June 23, 2011
PATRICK CAPITAL MARKETS, LLC
January 5, 2010 - May 27, 2010
CURIAN CLEARING, LLC
January 17, 2007 - June 7, 2010
CURIAN CAPITAL, LLC
January 12, 2007 - December 31, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
December 5, 2006 - January 9, 2007
NATIONWIDE INVESTMENT ADVISORS, LLC
April 21, 2005 - December 5, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
October 1, 2001 - January 8, 2007
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 26, 2001 - September 5, 2001
MAIN STREET MANAGEMENT COMPANY
November 12, 1997 - December 5, 2000
NEW ENGLAND SECURITIES
May 8, 1996 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 8, 1996 - October 13, 1997
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT ADVISOR SOLUTIONS
CRD#: 118581 / SEC#: 801-60900
Contact information
Red Flags
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