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John Augustus Larson

CRD# 2737386·Registered 1996 - 2016
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Augustus Larson was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1996 - 2016. John had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

SUMMIT ADVISOR SOLUTIONS·CRD# 118581
RIA
Beverly, MA
April 5, 2016 - November 30, 2016
ALT FUND DISTRIBUTORS LLC·CRD# 146547
BD
New York, NY
March 30, 2016 - February 7, 2018
RP CAPITAL LLC·CRD# 134768
BD
Gig Harbor, WA
September 25, 2015 - March 22, 2016
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Beverly, MA
March 20, 2014 - September 1, 2015
FORTITUDE ADVISORY GROUP L.L.C.·CRD# 116083
RIA
Beverly, MA
June 8, 2011 - March 2, 2016
ARGENTUS SECURITIES, LLC·CRD# 45915
BD
Dallas, TX
June 6, 2011 - March 21, 2014
PATRICK CAPITAL MARKETS, LLC·CRD# 16518
BD
Beverly, MA
September 21, 2010 - June 23, 2011
CURIAN CLEARING, LLC·CRD# 132938
BD
Denver, CO
January 5, 2010 - May 27, 2010
CURIAN CAPITAL, LLC·CRD# 120270
RIA
Denver, CO
January 17, 2007 - June 7, 2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC·CRD# 40178
BD
Franklin, TN
January 12, 2007 - December 31, 2009
NATIONWIDE INVESTMENT ADVISORS, LLC·CRD# 142373
RIA
Columbus, OH
December 5, 2006 - January 9, 2007
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
RIA
Columbus, OH
April 21, 2005 - December 5, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
Columbus, OH
October 1, 2001 - January 8, 2007
MAIN STREET MANAGEMENT COMPANY·CRD# 547
BD
Boston, MA
July 26, 2001 - September 5, 2001
NEW ENGLAND SECURITIES·CRD# 615
BD
New York, NY
November 12, 1997 - December 5, 2000
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
Boston, MA
May 8, 1996 - May 1, 1997
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Boston, MA
May 8, 1996 - October 13, 1997

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Current Firm

SA
SUMMIT ADVISOR SOLUTIONS

ARGENTUS | SUMMITALLIANCE CAPITAL MANAGEMENT, L.L.C. | SUMMIT ADVISOR SOLUTIONS | SIG CAPITAL MANAGEMENT, L.L.C. | SAS CAPITAL MANAGEMENT, LLC | ARGENTUS PARTNERS, LLC | ARGENTUS PARTNERS | ARGENTUS CAPITAL MANAGEMENT, LLC

CRD#: 118581 / SEC#: 801-60900

Contact Information

Main Address

14785 Preston Road Ste. 1000, Dallas, TX 75254

Documents

Latest Form ADV

Part 2 Brochures

SUMMIT ADVISOR SOLUTIONS WRAP FEE PROGRAM DISCLOSURE BROCHURE ADV2A - APPENDIX 1 (11/30/2016)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 1997About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1996About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Feb 1998About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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