Jeffrey C. Konover
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Conrad Konover was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1970. Jeffrey had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 15, PC, Series 000, Series 1, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2010 - April 6, 2016
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
August 6, 2009 - September 30, 2010
FIRST REPUBLIC WEALTH ADVISORS, LLC
December 17, 2008 - April 6, 2016
FIRST REPUBLIC SECURITIES COMPANY, LLC
October 18, 2005 - December 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 2, 1970 - December 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 1, 1970 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 3/25/1988
Interest Rate Options ExaminationSeries 15
Date: 5/29/1984
Foreign Currency Options ExaminationPC
Date: 9/8/1977
AMEX Put and Call ExamSeries 000
Date: 8/28/1970
General Securities Principal ExaminationSeries 1
Date: 8/28/1970
Registered Representative ExaminationCurrent Firm
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
CRD#: 108559 / SEC#: 801-56293
Contact information
Regulatory assets under management
| Total Number of Accounts | 56,585 |
| AUM (Assets Under Management) | $ 86,270,585,130 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2024 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
