Matthew S. Conner
FINANCIAL MANAGEMENT NETWORK
Mission Viejo, CA 92691
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CRD#: 2737273
Professional summary
Matthew Scott Conner, CFP® is a registered financial advisor currently at FINANCIAL MANAGEMENT NETWORK INC located in Mission Viejo, California and FMN CAPITAL CORPORATION located in Mission Viejo, California.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Matthew has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Biography
Matthew joined FMN Capital Corporation on June 27, 2008 after a successful twelve-year career at another financial firm. He holds a Series 7 (General Securities Representative Exam) and 63 (Uniform Securities Agent State Law Exam) license and is a Registered Representative with FMN. He became a Certified Financial Planner™ (CFP® )—the highest credential in financial planning—in 1996 and has been an enrolled agent with the U.S. Treasury Department and taxpayer advocate since 2000. He earned his Certified Financial Planner™ designation through the College for Financial Planning in Denver, Colorado.
Matthew is strong in all fields of financial planning, with particularly extensive experience assisting physicians and those in related medical fields. He takes a personal interest in the financial affairs of his clients in order to provide comprehensive service and advice.
Matthew is a native Californian that enjoys exercising and being with his two children Eric and Ava. Matthew is involved in and helps sponsor a local Orange County cycling club, Team Velosport. To schedule an appointment with Matt Conner - please click on the link below.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. APPOINTED AGENT OF VARIOUS INSURANCE COMPANIES 2. 02/10/03 - TAX PREPARATION & PLANNING. 3. 11/22/06 - AMERIESTATE/SELLING PREPAID LEGEL PLANS/OTHER-AMERIESTATE/ 5% TIME SPENT LAGUNA HILLS CA 4.02/2017- CD PARTNERS DBA CDP- TAX PREPARATION & BOOKKEEPING- 10% TIME SPENT- MISSION VIEJO, CA - NOT INVESTMENT RELATED. 5. IRS Enrolled Agent; 10% of time- Mission Viejo, CA; Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Scott Conner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 16, 2008 - Present
FINANCIAL MANAGEMENT NETWORK INC
Office #1: 26041 Acero, Mission Viejo, CA 92691RIA
CRD#: 110454
Mission Viejo, CA
Current
June 30, 2008 - Present
FMN CAPITAL CORPORATION
Office #1: 26041 Acero, Mission Viejo, CA 92691BD
CRD#: 38105
Mission Viejo, CA
Past
June 2, 2004 - November 13, 2008
APPLIED FINANCIAL PLANNING, INC.
RIA
CRD#: 136834
LAGUNA HILLS, CA
Past
October 26, 1998 - July 2, 2008
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAGUNA HILLS, CA
Past
October 6, 1998 - July 2, 2008
LPL FINANCIAL LLC
BD
CRD#: 6413
LAGUNA HILLS, CA
Past
May 22, 1996 - October 7, 1998
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/20/2015)
RR
Arizona(6/30/2008)
RR
California(6/30/2008)
IAR
California(10/16/2008)
RR
Delaware(1/17/2013)
RR
Florida(10/28/2015)
RR
Georgia(8/10/2010)
RR
Idaho(5/17/2012)
RR
Illinois(11/9/2022)
RR
Indiana(1/4/2012)
RR
Maryland(6/30/2008)
RR
Massachusetts(7/1/2008)
RR
Nevada(6/8/2022)
RR
New York(9/16/2010)
RR
North Carolina(1/5/2011)
RR
Oregon(1/29/2015)
RR
Texas(2/9/2016)
IAR
Texas(1/12/2023)
RR
Washington(6/30/2008)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FM
FINANCIAL MANAGEMENT NETWORK INC
FINANCIAL MANAGEMENT NETWORK INC | FINANCIAL MANAGEMENT NETWORK INC.
CRD#: 110454 / SEC#: 801-40473
RIA
Registered Investment Advisory firm - (12/31/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
26041 Acero, Mission Viejo, CA 92691
Mailing Address
Phone number
(949) 455-0300
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,200 |
| AUM (Assets Under Management) | $ 1,796,671,361 |
Red Flags
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