Bruce C. Fletcher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Clay Fletcher was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1996. Bruce had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2012 - December 12, 2014
P.J. ROBB VARIABLE, LLC
February 29, 2012 - June 26, 2012
KESTRA INVESTMENT SERVICES, LLC
January 25, 2012 - June 26, 2012
KESTRA INVESTMENT SERVICES, LLC
March 27, 2007 - December 31, 2011
TRUIST INVESTMENT SERVICES, INC.
March 26, 2007 - December 31, 2011
TRUIST INVESTMENT SERVICES, INC.
August 29, 2002 - February 15, 2007
CHEVY CHASE FINANCIAL SERVICES
April 26, 2001 - February 15, 2007
CHEVY CHASE FINANCIAL SERVICES
November 12, 1999 - December 14, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 2, 1996 - July 22, 1999
CHEVY CHASE FINANCIAL SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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