Sean M. Mcdonough

ONBOARD FINANCIAL MANAGEMENT

Charlestown, MA

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CRD#: 2737081

Professional summary

Sean Michael Mcdonough, CFP®, who also goes by Sean M Mcdonough, is a registered financial advisor currently at ONBOARD FINANCIAL MANAGEMENT, LLC located in Charlestown, Massachusetts.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Sean has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean M Mcdonough

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) PARTIAL OWNER OF COMMONWEALTH LIMOUSINE. 250 EVERETT ST. ALLSTON, MA 02134. PASSIVE INVESTMENT. NOT INVOLVED IN DAILY OPERATIONS. NON-INVESTMENT RELATED ACTIVITY. NO TIME DEDICATED DURING THE TRADING HOURS OF OPERATIONS. OCCASIONAL TAX PREPARATION ACTIVITY FOR EXISTING CUSTOMERS AS AN REGISTERED TAX RETURNH PREPARER. ACTIVITY IS LIMITED TO DEMINIMUS NUMBER OF CUSTOMERS. ~5 HOURS PER YEAR. 2) Licensed Insurance Professional. Same Address. Less than 10% of business time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Mcdonough's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

September 29, 2020 - Present

ONBOARD FINANCIAL MANAGEMENT, LLC

RIA

CRD#: 309985

Charlestown, MA

Past

October 9, 2007 - September 4, 2020

WINSLOW, EVANS & CROCKER, INC.

RIA

CRD#: 29686

BOSTON, MA

Past

January 9, 2007 - September 4, 2020

WINSLOW, EVANS & CROCKER, INC.

CRD#: 29686

BOSTON, MA

Past

January 12, 2006 - October 8, 2007

COMPASS CAPITAL CORPORATION

RIA

CRD#: 112323

QUINCY, MA

Past

February 21, 2003 - December 31, 2006

COMPASS SECURITIES CORPORATION

CRD#: 16168

QUINCY, MA

Past

July 18, 1996 - January 21, 2003

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

July 18, 1996 - January 21, 2003

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/29/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/25/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/12/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ONBOARD FINANCIAL MANAGEMENT, LLC

ONBOARD FINANCIAL MANAGEMENT, LLC | ONBOARD RETIREMENT PLANNING, LLC

CRD#: 309985 / SEC#:

Massachusetts

Registered Investment Advisory firm - (9/29/2020 Approved)

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Contact information

Main Address

Charlestown, MA

Mailing Address

Phone number

(617) 535-3774

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	76
AUM (Assets Under Management)	$ 4,962,200

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean M. Mcdonough

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Michael Mcdonough's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINSLOW, EVANS & CROCKER, INC.

WINSLOW, EVANS & CROCKER, INC.

COMPASS CAPITAL CORPORATION

COMPASS SECURITIES CORPORATION

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/25/1996

SIE

Date: 10/1/2018

Series 7

Date: 9/17/1998

Series 6

Date: 7/12/1996

Current Firm

ONBOARD FINANCIAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ONBOARD FINANCIAL MANAGEMENT, LLC

TRUST BUT VERIFY

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