Edward A. Obrien
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Anthony Obrien, who also goes by Edward A O'brien, Edward A Obrien, Edward Obrien, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1996. Edward had worked at 5 firms and has passed the Series 65, Series 63, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2021 - March 26, 2024
STILLPOINT CAPITAL, LLC
August 3, 2010 - July 10, 2019
SYNERGY CAPITAL I, LLC
July 23, 2008 - August 19, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 11, 2005 - February 27, 2008
CITIGROUP GLOBAL MARKETS INC.
March 11, 2005 - August 12, 2005
MORGAN STANLEY DW INC.
March 11, 2005 - August 12, 2005
MORGAN STANLEY DW INC.
July 27, 1998 - March 16, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 12, 1996 - March 16, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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