BW
Barton W. Weisenfluh
KELLEHER FINANCIAL ADVISORS
Portland, ME 04101
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CRD#: 2736882
BW
Professional summary
Barton Wall Weisenfluh, CFP® is a registered financial advisor currently at KELLEHER FINANCIAL ADVISORS, LLC located in Portland, Maine.
Barton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Barton has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Barton Wall Weisenfluh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
October 13, 2017 - Present
KELLEHER FINANCIAL ADVISORS, LLC
Office #1: 2 Union Street, Suite 401, Portland, ME 04101RIA
CRD#: 126021
Portland, ME
Past
January 9, 2015 - October 17, 2017
CLEARSTEAD; HARTLAND & CO., LLC; CLEARSTEAD ADVISORY SOLUTIONS
RIA
CRD#: 105674
PORTLAND, ME
Past
June 15, 2009 - December 31, 2014
ZEPHYR MANAGEMENT, L.P.
RIA
CRD#: 129683
PORTLAND, ME
Past
November 19, 1998 - December 5, 2008
W. P. STEWART SECURITIES LLC
BD
CRD#: 40964
NEW YORK, NY
Past
May 29, 1996 - August 7, 1998
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KELLEHER FINANCIAL ADVISORS, LLC
BATTERY PARK CAPITAL | WALL STREET ADVISORS LLC | WALL STREET ACCESS WEALTH MANAGEMENT | WALL STREET ACCESS ASSET MANAGEMENT, LLC | WALL STREET ACCESS ADVANCED STRATEGIES, LLC | STARBOARD ADVISORS | NU PARADIGM INVESTMENT PARTNERS | KELLEHER FINANCIAL ADVISORS. LLC | KELLEHER FINANCIAL ADVISORS, LLC | KELLEHER FAMILY WEALTH MANAGEMENT
CRD#: 126021 / SEC#: 801-62029
RIA
Registered Investment Advisory firm - (6/9/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/5/2026)
IAR
Colorado(1/5/2026)
IAR
Florida(9/8/2021)
IAR
Maine(10/13/2017)
IAR
Maryland(1/5/2026)
IAR
Massachusetts(3/26/2026)
IAR
Montana(1/5/2026)
IAR
New Hampshire(1/5/2026)
IAR
New Jersey(3/19/2026)
IAR
New York(10/31/2022)
IAR
Texas(10/13/2017)
IAR
Vermont(1/7/2026)
IAR
Washington(1/5/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
KF
KELLEHER FINANCIAL ADVISORS, LLC
BATTERY PARK CAPITAL | WALL STREET ADVISORS LLC | WALL STREET ACCESS WEALTH MANAGEMENT | WALL STREET ACCESS ASSET MANAGEMENT, LLC | WALL STREET ACCESS ADVANCED STRATEGIES, LLC | STARBOARD ADVISORS | NU PARADIGM INVESTMENT PARTNERS | KELLEHER FINANCIAL ADVISORS. LLC | KELLEHER FINANCIAL ADVISORS, LLC | KELLEHER FAMILY WEALTH MANAGEMENT
CRD#: 126021 / SEC#: 801-62029
RIA
Registered Investment Advisory firm - (6/9/2003 Approved)PREMIUM
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Contact information
Main Address
100 Wall Street Suite 804, New York, NY 10005
Mailing Address
Phone number
(212) 709-9400
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 749 |
| AUM (Assets Under Management) | $ 1,153,378,435 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/02/2026 | ||
| 11/21/2024 | ||
| 10/25/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KELLEHER FINANCIAL ADVISORS, LLC
CRD#: 126021Portland, ME 04101TRUST BUT VERIFY
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