Michael E. Joie
Professional summary
Michael Edward Joie was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Michael had worked at 12 firms, which includes THE STREET INC., SALOMON GREY FINANCIAL CORPORATION, SHELMAN SECURITIES CORP., BROCKINGTON SECURITIES INC., WOODSTOCK FINANCIAL GROUP INC., CLARK STREET CAPITAL INC., ROYAL HUTTON SECURITIES CORP., INTERNATIONAL BOND AND SHARE INC., PACIFIC CORTEZ SECURITIES INCORPORATED, FIRST COLONIAL SECURITIES, SUPPES SECURITIES INC., INVESTORS ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2004 - March 3, 2004
THE STREET, INC.
January 6, 2004 - January 26, 2004
SALOMON GREY FINANCIAL CORPORATION
April 2, 2003 - December 31, 2003
SHELMAN SECURITIES CORP.
January 7, 2003 - March 28, 2003
BROCKINGTON SECURITIES, INC.
March 1, 2002 - December 31, 2002
WOODSTOCK FINANCIAL GROUP, INC.
May 7, 2001 - June 8, 2001
CLARK STREET CAPITAL, INC.
October 20, 1998 - May 4, 2001
ROYAL HUTTON SECURITIES CORP.
January 7, 1998 - September 15, 1998
INTERNATIONAL BOND AND SHARE, INC.
August 21, 1997 - December 31, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
April 9, 1997 - August 28, 1997
FIRST COLONIAL SECURITIES
March 21, 1997 - April 24, 1997
SUPPES SECURITIES, INC.
April 25, 1996 - February 6, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
THE STREET, INC.
CRD#: 120682 / SEC#: , 8-65330
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OCEAN ENTERPRISES, INC. | HOLDING COMPANY | |
| STOUT, ROBERT WESLEY | PRESIDENT CFO, CEO, CHIEF COMPLIANCE OFFICER | 1356443 |
Disclosures
| Regulatory Event | 1 |
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