Lon C. Faccini

TSG ALPHA PARTNERS

Manorville, NY

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CRD#: 2736849

Professional summary

Lon Charles Faccini JR, who also goes by Lon Charles Faccini, is a registered financial advisor currently at TSG ALPHA PARTNERS, LLC located in Manorville, New York.

Lon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Lon has worked at 13 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lon Charles Faccini

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LCF Solutions, INC. - Corporation to manage/personal finances.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lon Charles Faccini JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 7, 2025 - Present

TSG ALPHA PARTNERS, LLC

RIA

CRD#: 319493

Manorville, NY

Past

November 1, 2024 - December 20, 2024

TSG CAPITAL ADVISORS

CRD#: 147509

RONKONKOMA, NY

Past

June 6, 2016 - January 25, 2023

ARIVE CAPITAL MARKETS

CRD#: 8060

Coram, NY

Past

August 13, 2010 - June 23, 2016

CAPE SECURITIES INC.

CRD#: 7072

Coram, NY

Past

August 14, 2006 - August 16, 2010

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

HOLBROOK, NY

Past

June 16, 2006 - August 3, 2006

J.W. COLE FINANCIAL, INC.

CRD#: 124583

HOLBROOK, NY

Past

December 1, 2004 - June 20, 2006

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

HOLBROOK, NY

Past

January 9, 2004 - December 17, 2004

LH ROSS & COMPANY, INC.

CRD#: 37920

BOCA RATON, FL

Past

May 22, 2003 - January 21, 2004

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Past

April 25, 2002 - June 18, 2003

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

June 5, 1997 - May 16, 2002

SEABOARD SECURITIES, INC.

CRD#: 755

FLORHAM PARK, NJ

Past

April 21, 1997 - June 6, 1997

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

July 15, 1996 - April 18, 1997

INVESTORS ASSOCIATES, INC.

CRD#: 958

HACKENSACK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TSG ALPHA PARTNERS, LLC

TSG ALPHA | TSG ALPHA PARTNERS, LLC

CRD#: 319493 / SEC#: 801-131801

RIA

Registered Investment Advisory firm - (2/7/2025 Approved)

Florida

Registered Investment Advisory firm - (2/18/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (2/18/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (2/27/2025 Terminated)

New York

Registered Investment Advisory firm - (2/18/2025 Terminated)

Texas

Registered Investment Advisory firm - (2/18/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/7/2025)

IAR

Texas
(4/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/24/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/1996

General Securities Representative Examination

Current Firm

TSG ALPHA PARTNERS, LLC

TSG ALPHA | TSG ALPHA PARTNERS, LLC

CRD#: 319493 / SEC#: 801-131801

RIA

Registered Investment Advisory firm - (2/7/2025 Approved)

Florida

Registered Investment Advisory firm - (2/18/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (2/18/2025 Terminated)

New Jersey

Registered Investment Advisory firm - (2/27/2025 Terminated)

New York

Registered Investment Advisory firm - (2/18/2025 Terminated)

Texas

Registered Investment Advisory firm - (2/18/2025 Terminated)

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Contact information

Main Address

35 Journal Square Suite 700, Jersey City, NJ 07036

Mailing Address

Phone number

(631) 403-5364

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TSG ALPHA PARTNERS - PRIVATE FUND BROCHURE (7/10/2025)

TSG ALPHA PARTNERS, LLC - FIRM BROCHURE (7/10/2025)

Regulatory assets under management

Total Number of Accounts	96
AUM (Assets Under Management)	$ 75,424,005

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lon C. Faccini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lon Charles Faccini JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

TSG CAPITAL ADVISORS

ARIVE CAPITAL MARKETS

CAPE SECURITIES INC.

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

J.W. COLE FINANCIAL, INC.

J.P. TURNER & COMPANY, L.L.C.

LH ROSS & COMPANY, INC.

CONTINENTAL BROKER-DEALER CORP.

GUNNALLEN FINANCIAL, INC

SEABOARD SECURITIES, INC.

H.J. MEYERS & CO., INC.

INVESTORS ASSOCIATES, INC.

Primary Firm SEC Registration

TSG ALPHA PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2023

Series 63

Date: 9/24/1996

SIE

Date: 10/1/2018

Series 7

Date: 7/13/1996

Current Firm

TSG ALPHA PARTNERS, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TSG ALPHA PARTNERS, LLC

TRUST BUT VERIFY

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