Ryan J. Lodes

LIQUIDITY.IO

WHITEFISH, MT 59937

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CRD#: 2736840

Professional summary

Ryan Joseph Lodes is a registered financial professional currently at LIQUIDITY.IO, LLC located in Whitefish, Montana.

Ryan is registered as a RR (Registered Representative) and started their career in finance in 2001. Ryan has worked at 12 firms and has passed the Series 63, Series 82TO, Series 99TO, Series 79TO, SIE, Series 7, Series 55 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Joseph Lodes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

LIQUIDITY.IO, LLC

Office #1: 350 Sugarbowl Circle, Whitefish, MT 59937

CRD#: 289499

WHITEFISH, MT

Past

May 4, 2021 - January 10, 2023

COBALT CAPITAL, INC.

CRD#: 136161

LAKE MARY, FL

Past

March 30, 2020 - April 30, 2021

WALTON RE SECURITIES, LLC

CRD#: 172024

SCOTTSDALE, AZ

Past

August 20, 2019 - March 26, 2020

JCC CAPITAL MARKETS, LLC

CRD#: 146776

Dallas, TX

Past

January 17, 2018 - October 26, 2018

JVM SECURITIES, LLC

CRD#: 290327

OAK BROOK, IL

Past

March 4, 2014 - June 15, 2016

SPEARHEAD CAPITAL, LLC

CRD#: 145560

WELLINGTON, FL

Past

September 12, 2012 - February 28, 2013

KBR CAPITAL MARKETS, LLC

CRD#: 128800

PALO ALTO, CA

Past

December 2, 2010 - August 21, 2012

TNP SECURITIES, LLC

CRD#: 149178

COSTA MESA, CA

Past

June 17, 2009 - November 16, 2010

GRIFFIN CAPITAL SECURITIES, LLC

CRD#: 37739

IRVINE, CA

Past

April 16, 2007 - May 22, 2009

STIRA CAPITAL MARKETS GROUP, LLC

CRD#: 141277

NEWPORT BEACH, CA

Past

August 16, 2006 - April 18, 2007

AFA FINANCIAL GROUP, LLC

CRD#: 127648

CALABASAS, CA

Past

March 20, 2001 - June 26, 2006

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

SAN JUAN CAPISTRANO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 10/4/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 82TO

Date: 3/31/2025

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 99TO

Date: 3/31/2025

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/2001

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 4/27/2000

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 24

Date: 10/20/2003

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

LIQUIDITY.IO, LLC

ARQ ADVISORS LLC | LIQUIDITY.IO, LLC | ARQ SECURITIES

CRD#: 289499 / SEC#: , 8-70000

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

350 Sugarbowl Circle, Whitefish, MT 59937

Mailing Address

350 Sugarbowl Circle, Whitefish, MT 59937

Phone number

(908) 608-8831

Established

Delaware since 01/02/2015

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SATSCHEL INC	OWNER
CHOI, ERIC	CEO/PRINCIPAL/CCO	2705845
BASKETT, ERIN	CFO/FINOP	4538604
BEVAUN, MARLON	FINOP	6259795

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ryan J. Lodes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryan Joseph Lodes's CRS (Customer Relationship Summary).

Certified licenses

Experience

COBALT CAPITAL, INC.

WALTON RE SECURITIES, LLC

JCC CAPITAL MARKETS, LLC

JVM SECURITIES, LLC

SPEARHEAD CAPITAL, LLC

KBR CAPITAL MARKETS, LLC

TNP SECURITIES, LLC

GRIFFIN CAPITAL SECURITIES, LLC

STIRA CAPITAL MARKETS GROUP, LLC

AFA FINANCIAL GROUP, LLC

BROOKSTREET SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 10/4/2001

Series 82TO

Date: 3/31/2025

Series 99TO

Date: 3/31/2025

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/19/2001

Series 55

Date: 4/27/2000

Series 24

Date: 10/20/2003

FINRA

Current Firm

LIQUIDITY.IO, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

LIQUIDITY.IO, LLC

TRUST BUT VERIFY

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