David B. Kimerling
Professional summary
David Bennett Kimerling, CIMA®, who also goes by Dave Kimerling, David B Kimerling, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Phoenix, Arizona and INVESCO DISTRIBUTORS, INC. located in North Chesterfield, Virginia.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. David has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Bennett Kimerling's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2018 - Present
INVESCO ADVISERS, INC.
April 23, 2018 - Present
INVESCO DISTRIBUTORS, INC.
December 6, 2016 - April 18, 2018
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
October 3, 2013 - March 16, 2016
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
January 3, 2012 - September 14, 2012
BLACKROCK INVESTMENTS, LLC
November 6, 2009 - December 31, 2011
BLACKROCK FUND DISTRIBUTION COMPANY
June 24, 2008 - September 18, 2012
BLACKROCK FUND ADVISORS
June 24, 2008 - December 31, 2009
BLACKROCK EXECUTION SERVICES
February 23, 2005 - June 4, 2008
VANGUARD MARKETING CORPORATION
February 2, 2001 - February 22, 2005
MORGAN STANLEY DW INC.
August 31, 1999 - September 6, 2000
CITIGROUP GLOBAL MARKETS INC.
May 31, 1996 - July 6, 1998
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/24/2025 | ||
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
