Kimberly R. Landis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Rae Landis, who also goes by Kimberly Rae Martuccio, Kimberly Rae Runyan, Kimberly Runyan, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 1996. Kimberly had worked at 5 firms and has passed the Series 63, Series 25, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2008 - July 2, 2013
CRESTONE SECURITIES LLC
October 30, 2003 - June 20, 2007
CRESTONE SECURITIES LLC
June 18, 2001 - September 16, 2003
NOVA CAPITAL MARKETS, LLC
November 27, 2000 - July 18, 2001
NATIXIS SECURITIES AMERICAS LLC
March 29, 2000 - October 13, 2000
FOUNDERS ASSET MANAGEMENT LLC
May 29, 1996 - March 29, 2000
SCHRODER & CO. INC.
State Registrations and Notice Filings
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Exams
Series 25
Date: 12/3/2001
NYSE Trading Assistant ExaminationCurrent Firm
CRESTONE SECURITIES LLC
CRD#: 103981 / SEC#: , 8-52463
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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