Brian M. O'leary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Michael O'leary, who also goes by Brian O'leary, Brian M Oleary, Brian Michael Oleary, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1996. Brian had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 22, 2022 - December 22, 2023
ROBERTS & RYAN, INC.
September 23, 2002 - January 29, 2021
LORD, ABBETT & CO. LLC
November 25, 1997 - January 29, 2021
LORD ABBETT DISTRIBUTOR LLC
June 7, 1996 - June 20, 1997
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROBERTS & RYAN, INC.
CRD#: 19456 / SEC#: 801-113965, 8-37469
Contact information
FINRA licenses (32 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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