Jay P. Hamilton

MONUMENT INVESTMENTS

Albany, TX 76430

Some features on this profile are disabled

CRD#: 2736629

Professional summary

Jay Paul Hamilton, who also goes by Jay Hamilton, is a registered financial advisor currently at MONUMENT INVESTMENTS INC. located in Albany, Texas.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jay has worked at 1 firm and has passed the Series 65, Series 63 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay Hamilton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Paul Hamilton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2006 - Present

MONUMENT INVESTMENTS INC.

Office #1: 49 S Main St, Albany, TX 76430

RIA

CRD#: 110494

Albany, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/10/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/9/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 2

Date: 4/9/1996

Non-Member General Securities Examination

Current Firm

MONUMENT INVESTMENTS INC.

CRD#: 110494 / SEC#: 801-52693

RIA

Registered Investment Advisory firm - (8/6/2012 Terminated)

Texas

Registered Investment Advisory firm - (6/13/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

49 S Main St, Albany, TX 76430

Mailing Address

Po Box 2410, Albany, TX 76430

Phone number

(214) 543-9947

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 41,175,360

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Zackary Royce

FALCON WEALTH PLANNING, INC.

IAR

ONTARIO, CA

Neal Hansen

NET WORTH ADVISORY GROUP, LLC

IAR

Sandy, UT

Raman Singh

SINGH PWM LLC

IAR

Phoenix, AZ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jay P. Hamilton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Paul Hamilton's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONUMENT INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2006

Series 63

Date: 4/9/1996

Series 2

Date: 4/9/1996

Current Firm

MONUMENT INVESTMENTS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONUMENT INVESTMENTS INC.

TRUST BUT VERIFY

Similar Advisors