Matthew C. Straut

BLUE OWL SECURITIES

San Francisco, CA

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CRD#: 2736305

Professional summary

Matthew Chase Straut, CIMA®, who also goes by Matt Straut, is a registered financial professional currently at BLUE OWL SECURITIES located in San Francisco, California.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1996. Matthew has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matt Straut

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Chase Straut's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 30, 2025 - Present

BLUE OWL SECURITIES

CRD#: 283250

San Francisco, CA

Past

January 23, 2021 - March 13, 2022

PORTSMOUTH FINANCIAL SERVICES

CRD#: 13980

SAN FRANCISCO, CA

Past

October 30, 2014 - May 27, 2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Past

January 4, 2010 - October 20, 2014

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

SAN FRANCISCO, CA

Past

January 4, 2010 - October 20, 2014

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

BOSTON, MA

Past

November 23, 2009 - January 4, 2010

EVERGREEN INVESTMENT MANAGEMENT CO

RIA

CRD#: 104594

BOSTON, MA

Past

March 6, 2008 - January 4, 2010

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

CRD#: 487

BOSTON, MA

Past

July 27, 2000 - September 6, 2007

AMG DISTRIBUTORS, INC.

CRD#: 27314

STAMFORD, CT

Past

June 17, 1996 - May 19, 2000

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/12/2025)

Alaska
(5/14/2025)

Arizona
(5/21/2025)

Arkansas
(5/19/2025)

California
(5/12/2025)

Colorado
(5/30/2025)

Connecticut
(1/31/2025)

Delaware
(5/13/2025)

District of Columbia
(4/14/2025)

Florida
(1/30/2025)

Georgia
(5/12/2025)

Hawaii
(5/13/2025)

Idaho
(2/6/2025)

Illinois
(5/10/2025)

Indiana
(5/12/2025)

Iowa
(5/12/2025)

Kansas
(5/12/2025)

Kentucky
(1/30/2025)

Louisiana
(5/12/2025)

Maine
(5/12/2025)

Maryland
(5/16/2025)

Massachusetts
(5/12/2025)

Michigan
(1/30/2025)

Minnesota
(1/30/2025)

Mississippi
(1/30/2025)

Missouri
(5/12/2025)

Montana
(1/30/2025)

Nebraska
(1/30/2025)

Nevada
(5/13/2025)

New Hampshire
(5/13/2025)

New Jersey
(1/30/2025)

New Mexico
(5/13/2025)

New York
(5/13/2025)

North Carolina
(5/13/2025)

North Dakota
(5/19/2025)

Ohio
(5/12/2025)

Oklahoma
(1/30/2025)

Oregon
(5/12/2025)

Pennsylvania
(5/12/2025)

Puerto Rico
(2/18/2025)

Rhode Island
(5/13/2025)

South Carolina
(1/30/2025)

South Dakota
(5/12/2025)

Tennessee
(5/12/2025)

Texas
(5/10/2025)

Utah
(5/12/2025)

Vermont
(5/12/2025)

Virginia
(5/14/2025)

Washington
(5/12/2025)

West Virginia
(5/15/2025)

Wisconsin
(5/12/2025)

Wyoming
(5/12/2025)

Exams

State Security Law Exam

Series 63

Date: 5/9/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/20/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/14/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/17/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BLUE OWL SECURITIES

BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC

CRD#: 283250 / SEC#: , 8-69744

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

375 Park Avenue, New York, NY 10152

Mailing Address

375 Park Avenue 4th Floor, New York, NY 10152

Phone number

(212) 419-3000

Established

Delaware since 12/17/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BLUE OWL CAPITAL GROUP LLC	SOLE MEMBER
AMATO, KERRI ANN	CHIEF COMPLIANCE OFFICER	4710835
CONNOR, SEAN RICHARD	PRESIDENT AND CHIEF EXECUTIVE OFFICER	6019182
DIRESTA, ANDREW	FINOP	7459031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Matthew C. Straut

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Chase Straut's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTSMOUTH FINANCIAL SERVICES

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

EVERGREEN INVESTMENT MANAGEMENT CO

GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.

AMG DISTRIBUTORS, INC.

DEAM INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/9/2025

Series 65

Date: 11/20/2009

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1998

Series 6

Date: 6/14/1996

Series 24

Date: 7/17/2008

FINRA

Current Firm

BLUE OWL SECURITIES

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BLUE OWL SECURITIES

TRUST BUT VERIFY

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