Todd A. Buck

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CRD#: 2736289

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Todd Andrew Buck, CIMA® was a registered financial professional .

Todd is a previously registered financial professional and started their career in finance in 1996. Todd had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WHEELHOUSE ANALYTICS, NON INVESTMENT RELATED. 200 NORTH HIGH STREET, WEST CHESTER, PA 19380. SOFTWARE AS A SERVICE. 18% OWNER, LIMITED PARNTER. SENIOR PARTNER. STARTED 12/2010. 132 HRS/MONTH AND 112/MONTH DURING TRADING HOURS. DUTIES: RUN THE SALES AND CUSTOMER SERVICES AREAS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Past

December 15, 2016 - November 11, 2022

ENVESTNET PMC

RIA

CRD#: 111694

west chester, PA

Past

July 13, 2016 - November 3, 2016

QUEST CAPITAL STRATEGIES, INC.

RIA

CRD#: 16783

SEWELL, NJ

Past

January 6, 2015 - December 31, 2015

QUEST CAPITAL STRATEGIES, INC.

RIA

CRD#: 16783

SEWELL, NJ

Past

September 17, 2013 - December 31, 2013

QUEST CAPITAL STRATEGIES, INC.

RIA

CRD#: 16783

SEWELL, NJ

Past

June 29, 2007 - November 3, 2011

QUEST CAPITAL STRATEGIES, INC.

RIA

CRD#: 16783

SEWELL, NJ

Past

June 29, 2007 - November 3, 2016

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

August 12, 2004 - August 5, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

August 12, 2004 - August 5, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 1, 2001 - December 3, 2003

STRONG CAPITAL MANAGEMENT INC

RIA

CRD#: 106638

MENOMONEE FALLS, WI

Past

November 22, 2000 - December 3, 2003

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

Past

September 19, 2000 - December 20, 2000

CONSECO EQUITY SALES, INC.

CRD#: 4125

CARMEL, IN

Past

April 26, 1999 - June 15, 2000

ING FUNDS DISTRIBUTOR, INC.

CRD#: 36461

WILMINGTON, DE

Past

May 14, 1996 - September 4, 1998

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENVESTNET PMC

CRD#: 111694 / SEC#: 801-57260

RIA

Registered Investment Advisory firm - (2/10/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/1/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/17/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/3/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/13/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/30/2001

General Securities Principal Examination

Current Firm

ENVESTNET PMC

CRD#: 111694 / SEC#: 801-57260

RIA

Registered Investment Advisory firm - (2/10/2000 Approved)

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Contact information

Main Address

222 N. Lasalle St., Suite 625, Chicago, IL 60601

Mailing Address

1000 Chesterbrook Boulevard, Suite 250, Berwyn, PA 19312

Phone number

(312) 827-2800

Established

Firm type

Fiscal year end

# of Employees

394

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENVESTNET ASSET MANAGEMENT ADV PART 2A (11/19/2025)

ENVESTNET ASSET MANAGEMENT ADV PART 2 APPENDIX 1 (11/19/2025)

ENVESTNET PRIVACY POLICY (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,021,610
AUM (Assets Under Management)	$ 532,197,263,852

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd A. Buck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STRONG CAPITAL MANAGEMENT INC

STRONG INVESTMENTS, INC.

CONSECO EQUITY SALES, INC.

ING FUNDS DISTRIBUTOR, INC.

GLOBAL ATLANTIC DISTRIBUTORS, LLC

Primary Firm SEC Registration

ENVESTNET PMC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/1/2001

Series 63

Date: 5/17/1996

SIE

Date: 11/3/2016

Series 7

Date: 3/10/2001

Series 6

Date: 5/13/1996

Series 24

Date: 5/30/2001

Current Firm

ENVESTNET PMC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENVESTNET PMC

TRUST BUT VERIFY

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