David W. Schutt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Walter Schutt was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1996. David had worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2006 - March 8, 2023
M FINANCIAL SECURITIES MARKETING, INC.
October 30, 1997 - March 8, 2023
M HOLDINGS SECURITIES, INC.
June 21, 1996 - March 27, 1997
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
M FINANCIAL SECURITIES MARKETING, INC.
CRD#: 139304 / SEC#: , 8-67206
Contact information
FINRA licenses (50 States and Territories)
Documents
Red Flags
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