James E. Bassano
Professional summary
James Edward Bassano was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, James had worked at 3 firms, which includes FOSTER JEFFRIES SECURITIES LLC, LEGEND MERCHANT GROUP INC., INVESTORS ASSOCIATES INC..
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 1996 - September 22, 1997
FOSTER JEFFRIES SECURITIES, LLC
October 8, 1996 - December 5, 1996
LEGEND MERCHANT GROUP, INC.
May 1, 1996 - November 18, 1996
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FOSTER JEFFRIES SECURITIES, LLC
CRD#: 30144 / SEC#: , 8-44775
Contact information
Documents
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