David J. Hickey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Justin Hickey was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1996. David had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2013 - September 8, 2014
VLS SECURITIES LLC
March 16, 2012 - May 28, 2013
SIP NORDIC AMERICA LLC
July 6, 2011 - February 28, 2012
MORGAN STANLEY
June 3, 2011 - February 28, 2012
MORGAN STANLEY
December 23, 1996 - March 27, 1997
PACIFIC SELECT DISTRIBUTORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
VLS SECURITIES LLC
CRD#: 151145 / SEC#: , 8-68343
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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