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JR

Jeffrey R. Rezza

CAPITAL GROUP PRIVATE CLIENT SERVICES
Chicago , IL 60606
Some features on this profile are disabled
CRD#: 2735876
JR
Jeffrey Richard RezzaCAPITAL GROUP PRIVATE CLIENT SERVICES

Professional summary

Jeffrey Richard Rezza, CIMA®, who also goes by Jeff Richard Rezza, Jeffrey R Rezza, Jeffrey Rezza, is a registered financial advisor currently at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. located in Chicago , Illinois.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Jeffrey has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

Jeff Richard Rezza | Jeffrey R Rezza | Jeffrey Rezza

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Richard Rezza's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

August 13, 2026 - Present

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

Office #1: 444 W. Lake Street, Suite 4600, Chicago , IL 60606
RIA
CRD#: 312837
Chicago , IL
Past

March 24, 2011 - July 27, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHICAGO, IL
Past

March 24, 2011 - July 27, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHICAGO, IL
Past

July 3, 2008 - March 15, 2011

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
CHICAGO, IL
Past

May 8, 1998 - March 15, 2011

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

February 2, 1998 - May 4, 1998

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CG
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CAPITAL GROUP PRIVATE CLIENT SERVICES | CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837 / SEC#: 801-121267

RIA
Registered Investment Advisory firm - (5/20/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(8/13/2026)
IAR
Nevada
(8/14/2026)
IAR
New York
(8/13/2026)
IAR
Texas
(8/13/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/1/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/13/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/12/1998
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/30/1998
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CG
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CAPITAL GROUP PRIVATE CLIENT SERVICES | CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837 / SEC#: 801-121267

RIA
Registered Investment Advisory firm - (5/20/2021 Approved)
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Contact information

Main Address
333 South Hope Street, Los Angeles, CA 90071
Mailing Address
Phone number
(213) 486-9200
Established
Firm type
Fiscal year end
# of Employees
189

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CGPCS ADV PART 2A (9/26/2025)

Regulatory assets under management

Total Number of Accounts12,073
AUM (Assets Under Management)$ 42,713,999,861

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2026
Cover Page
Report
10/24/2024
Cover Page
Report
07/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.

CRD#: 312837Chicago , IL 60606

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