Christopher H. Stautberg
Professional summary
Christopher H Stautberg, who also goes by Chris Higdon Stautberg, Chris Stautberg, Christopher Higdon Stautberg, Christopher Stautberg, Chris Stautburg, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Cincinnati, Ohio.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1998. Christopher has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher H Stautberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209March 10, 2008 - December 31, 2014
STRATEGIC ADVISERS LLC
March 3, 2008 - November 20, 2017
FIDELITY BROKERAGE SERVICES LLC
March 3, 2005 - February 8, 2008
FIFTH THIRD SECURITIES, INC.
February 4, 2000 - February 8, 2008
FIFTH THIRD SECURITIES, INC.
September 1, 1999 - September 24, 1999
FIFTH THIRD SECURITIES, INC.
January 8, 1998 - August 27, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Cincinnati, OH 45209TRUST BUT VERIFY
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