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Ronald J. Turner

Some features on this profile are disabled
CRD#: 2735639
RT

Professional summary

Ronald James Turner was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Ronald is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Ronald had worked at 4 firms, which includes GREAT EASTERN SECURITIES INC., GRADY AND HATCH & COMPANY INC., CHICAGO INVESTMENT GROUP LLC, BELL INVESTMENT GROUP INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 31, 2002 - September 20, 2002

GREAT EASTERN SECURITIES, INC.

BD
CRD#: 2061
NEW YORK, NY
Past

March 29, 2001 - December 18, 2001

GRADY AND HATCH & COMPANY, INC.

BD
CRD#: 14262
STATEN ISLAND, NY
Past

September 19, 2000 - March 23, 2001

CHICAGO INVESTMENT GROUP, LLC

BD
CRD#: 11853
CHICAGO, IL
Past

February 11, 2000 - November 6, 2000

BELL INVESTMENT GROUP, INC.

BD
CRD#: 44749
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/3/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 2/10/2000
Corporate Securities Limited Representative Examination

Current Firm

GE
GREAT EASTERN SECURITIES, INC.
GREAT EASTERN SECURITIES, INC.

CRD#: 2061 / SEC#: , 8-16880

BD
Cancelled by SEC on 02/25/2008
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 11/18/1971
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
GREAT EASTERN HOLDINGS, INC.SHAREHOLDER
SHANI, YEHESUEL HARRYBRANCH MANAGER4413381
ZADIKOW, IRA MARCROBERTSCROP / CROP1385075

Disclosures

Regulatory Event9
Arbitration5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREAT EASTERN SECURITIES, INC.

CRD#: 2061

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