Peter D. Kehoe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Dennis Kehoe, who also goes by Peter Dennis Kehoe Jr, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1996. Peter had worked at 19 firms and has passed the Series 63, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 30, 2013 - September 23, 2013
NYLIFE SECURITIES LLC
January 14, 2010 - January 26, 2012
E&J SECURITIES CORP.
March 27, 2009 - May 12, 2010
TAG SECURITIES CORP.
November 19, 2008 - April 16, 2009
LL PARTNERS, INC.
July 12, 2007 - June 7, 2012
LEK SECURITIES CORPORATION
May 23, 2007 - June 11, 2007
LABRANCHE FINANCIAL SERVICES, LLC
April 17, 2007 - May 15, 2007
LABRANCHE FINANCIAL SERVICES, LLC
September 28, 2006 - November 17, 2008
JAMES E. COFFEY SECURITIES, INC.
August 9, 2006 - October 23, 2006
JAMES E. COFFEY, SOLE PROPRIETOR
April 26, 2006 - August 3, 2006
TRINITY TRADING CORP.
October 4, 2004 - April 26, 2006
APRILANTE & BOMBA, INC.
August 11, 2004 - September 23, 2004
TD PRIME SERVICES LLC
September 29, 2003 - August 27, 2004
LEK SECURITIES CORPORATION
October 16, 2002 - October 1, 2003
LABRANCHE FINANCIAL SERVICES, LLC
July 24, 2002 - August 26, 2004
LL PARTNERS, INC.
February 28, 2002 - September 17, 2003
STEVENS, ALAN BEN
April 23, 2001 - February 19, 2002
TRADITION SECURITIES AND DERIVATIVES LLC
March 6, 2001 - May 10, 2001
LABRANCHE FINANCIAL SERVICES, LLC
December 1, 2000 - February 15, 2001
TRIAD SECURITIES CORP
October 1, 2000 - April 25, 2001
WILSON (JR), JOHN E
January 1, 1999 - August 25, 1999
BREAN MURRAY & CO., INC.
April 4, 1997 - April 6, 1998
GARBAN CAPITAL MARKETS LLC
August 7, 1996 - October 28, 1996
WALSH MANNING SECURITIES, LLC
May 2, 1996 - July 17, 1996
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 4/14/1999
NYSE Trading Assistant ExaminationCurrent Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
