RB
Raymond F. Bourque
J. W. COLE ADVISORS
St Petersburg, FL 33701
Some features on this profile are disabled
CRD#: 2735490
RB
Professional summary
Raymond Fredrick Bourque, who also goes by Raymond Frederick Bourque, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in St Petersburg, Florida and J.W. COLE FINANCIAL, INC. located in St Petersburg, Florida.
Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Raymond has worked at 7 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Raymond Frederick Bourque
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) RFB Holdings; Holding LLC for businesses; Not investment related: 150 2nd Ave N, Ste 680, St Petersburg, FL 33701; President; Start 12/2019; 2 hours/month, 2 hours/month during trading. (2) Lilly Pad #1 - DBA The Frog Pond DTSP; Restaurant; Not investment related; 890 3rd Ave S, St. Petersburg, FL 33701; Owner/President; Oversee day to day operations from supervisory role with support staff running the establishment; Start 2/2022; 160 hours/month, 40 hours/month during trading. (3) Bayfront Asset Management; DBA; Investment related; 150 2nd Avenue N, Suite 680, St. Petersburg, FL 33701; Brokerage; Owner; Oversee client accounts; Start 9/27/2024; 240 hours/month, 160 hours/month during trading. (4) Lilly Pad #2 - DBA The Frog Pond SPB; Not investment related; 5200 Gulf Blvd, St. Pete, FL 33706; Restaurant; Owner, Oversee day to day operations and run the restaurant; Start 6/23/2025; 20 hours/month; 20 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Raymond Fredrick Bourque's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2024 - Present
J. W. COLE ADVISORS, INC.
Office #1: 150 2nd Ave S Ste 680, St Petersburg, FL 33701RIA
CRD#: 112294
St Petersburg, FL
Current
October 4, 2024 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 150 2nd Ave S Ste 680, St Petersburg, FL 33701BD
CRD#: 124583
St Petersburg, FL
Past
December 23, 2019 - October 4, 2024
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
St. Petersburg, FL
Past
December 19, 2019 - October 4, 2024
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
St Petersburg, FL
Past
October 5, 2009 - December 20, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CLEARWATER, FL
Past
October 5, 2009 - December 20, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CLEARWATER, FL
Past
April 29, 2009 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
TAMPA, FL
Past
April 23, 2009 - October 5, 2009
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
TAMPA, FL
Past
May 29, 1996 - May 18, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
ST. PETERSBURG, FL
Past
May 23, 1996 - May 18, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/4/2024)
RR
Arizona(10/4/2024)
RR
Florida(10/4/2024)
IAR
Florida(10/15/2024)
RR
Georgia(10/4/2024)
RR
North Carolina(10/7/2024)
RR
Virginia(10/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
