Salvatore J. Fiore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Salvatore John Fiore, who also goes by Salvatore J Fiore, was a registered financial professional .
Salvatore is a previously registered financial professional and started their career in finance in 1997. Salvatore had worked at 4 firms and has passed the Series 63 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2006 - December 31, 2007
SANDGRAIN SECURITIES LLC
January 11, 2001 - February 28, 2006
CANTONE RESEARCH INC.
May 10, 2000 - December 14, 2000
THE REGENCY GROUP, INC.
April 11, 1997 - May 10, 2000
R.D. WHITE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/7/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
SANDGRAIN SECURITIES LLC
CRD#: 26004 / SEC#: , 8-42262
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
