AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SM

Sherry A. Miller

SHEPHERD WEALTH & RETIREMENT
Tucson, AZ 85715
Some features on this profile are disabled
CRD#: 2735330
SM

Professional summary

Sherry Ann Miller, who also goes by Sherry Ann Anthony, Sherry Ann Anthony, is a registered financial advisor currently at SHEPHERD WEALTH & RETIREMENT LLC located in Tucson, Arizona.

Sherry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Sherry has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sherry Ann Anthony | Sherry Ann Anthony

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sherry Ann Miller's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 5, 2019 - Present

SHEPHERD WEALTH & RETIREMENT LLC

Office #1: 6300 E. El Dorado Plaza A200, Tucson, AZ 85715
RIA
CRD#: 305645
Tucson, AZ
Past

June 3, 2019 - March 26, 2020

SHEPHERD WEALTH & RETIREMENT

RIA
CRD#: 116151
TUCSON, AZ
Past

January 18, 2001 - October 7, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
TUCSON, AZ
Past

May 31, 2000 - January 10, 2001

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
WINDSOR, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(11/5/2019)
IAR
Texas
(9/30/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/31/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/29/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/28/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 5/20/2000
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SW
SHEPHERD WEALTH & RETIREMENT LLC
SHEPHERD WEALTH & RETIREMENT LLC

CRD#: 305645 / SEC#: 801-117418

RIA
Registered Investment Advisory firm - (8/4/2022 Terminated)
Arizona
Registered Investment Advisory firm - (7/27/2022 Approved)
Texas
Registered Investment Advisory firm - (7/28/2022 Conditional Restricted)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
6300 E. El Dorado Plaza A200, Tucson, AZ 85715
Mailing Address
Phone number
(520) 325-1600
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts323
AUM (Assets Under Management)$ 96,931,456

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHEPHERD WEALTH & RETIREMENT LLC

CRD#: 305645Tucson, AZ 85715

TRUST BUT VERIFY

Monitor Sherry Miller

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Chad William Lawyer
Chad LawyerAdvisorCheck Check Mark
LIFE STRATEGY PARTNERS
IAR
TUCSON, AZ
BM
Brian MckeighenAdvisorCheck Check Mark
FBL WEALTH MANAGEMENT, LLC
IAR
RR
West Des Moines, IA
EC
Edward CarpenterAdvisorCheck Check Mark
UNION CAPITAL COMPANY
IAR
RR
Lake Placid, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.