David Brian Henning
CFP®Professional Summary
David Brian Henning, CFP® is a registered financial advisor currently at FORMIDABLE ASSET MANAGEMENT, LLC located in Cincinnati, Ohio. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. David has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Education Planning
- Investment Planning
- Retirement Planning
- Budgeting
- Estate Planning
- Tax Planning
- Comprehensive Financial Planning
- Insurance Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures on record.
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Credentials
Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
BBK CAPITAL PARTNERS, LLC | NUMOVO ADVISORY SERVICES | MASSEY ROMANS CAPITAL | HALO INVESTING | FORMIDABLE FINANCIAL SERVICES, LLC | FORMIDABLE CONSULTING SERVICES | FORMIDABLE ASSET MANAGEMENT, LLC
Contact Information
Main Address
221 E. 4th Street Suite 2700, Cincinnati, OH 45202Phone Number
(513) 655-5566# of Employees
21SEC notice filing (24 States and Territories)
Registered to provide investment advisory services in 24 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,196AUM (Assets Under Management)
$903,036,940Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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CAPITAL ADVISORY SERVICES, LLC
Primary Firm SEC Registration
BBK CAPITAL PARTNERS, LLC | NUMOVO ADVISORY SERVICES | MASSEY ROMANS CAPITAL | HALO INVESTING | FORMIDABLE FINANCIAL SERVICES, LLC | FORMIDABLE CONSULTING SERVICES | FORMIDABLE ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
(4/21/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view David Brian Henning's CRS (Customer Relationship Summary).
Services Offered by David
- Education Planning
- Investment Planning
- Retirement Planning
- Budgeting
- Estate Planning
- Tax Planning
- Comprehensive Financial Planning
- Insurance Planning
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CAPITAL ADVISORY SERVICES, LLC
