David B. Henning

FORMIDABLE ASSET MANAGEMENT

Cincinnati, OH 45202

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CRD#: 2735291

Professional summary

David Brian Henning, CFP® is a registered financial advisor currently at FORMIDABLE ASSET MANAGEMENT, LLC located in Cincinnati, Ohio.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. David has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Education Planning

Investment Planning

Retirement Planning

Budgeting

Estate Planning

Tax Planning

Comprehensive Financial Planni...

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brian Henning's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

April 21, 2017 - Present

FORMIDABLE ASSET MANAGEMENT, LLC

Office #1: 221 E. 4th Street Suite 2850, Cincinnati, OH 45202

RIA

CRD#: 167555

Cincinnati, OH

Past

November 2, 2009 - May 15, 2017

THE RETIREMENT CORPORATION OF AMERICA

RIA

CRD#: 105994

CINCINNATI, OH

Past

January 4, 2007 - December 31, 2015

TRIAD ADVISORS LLC

CRD#: 25803

CINCINNATI, OH

Past

March 3, 2005 - December 6, 2006

THE CONCORD EQUITY GROUP, LLC

CRD#: 14569

CINCINNATI, OH

Past

August 10, 2001 - November 30, 2004

INTERACTIVE PLANNING CORP.

CRD#: 40261

LEXINGTON, KY

Past

March 27, 1999 - October 6, 2000

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

January 21, 1999 - March 27, 1999

FIFTH THIRD SECURITIES, INC.

CRD#: 3155

CINCINNATI, OH

Past

February 9, 1998 - January 21, 1999

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

June 28, 1996 - January 28, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 28, 1996 - January 28, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORMIDABLE ASSET MANAGEMENT, LLC

CRD#: 167555 / SEC#: 801-77975

RIA

Registered Investment Advisory firm - (4/22/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(4/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/1996

General Securities Representative Examination

Current Firm

FORMIDABLE ASSET MANAGEMENT, LLC

CRD#: 167555 / SEC#: 801-77975

RIA

Registered Investment Advisory firm - (4/22/2013 Approved)

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Contact information

Main Address

221 E. 4th Street Suite 2700, Cincinnati, OH 45202

Mailing Address

Phone number

(513) 655-5566

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORMIDABLE ASSET MANAGEMENT ADV 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	2,188
AUM (Assets Under Management)	$ 876,010,541

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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David B. Henning

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Brian Henning's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE RETIREMENT CORPORATION OF AMERICA

TRIAD ADVISORS LLC

THE CONCORD EQUITY GROUP, LLC

INTERACTIVE PLANNING CORP.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

CONSECO SECURITIES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

FORMIDABLE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2005

Series 63

Date: 5/15/1997

SIE

Date: 12/31/2015

Series 7

Date: 6/27/1996

Current Firm

FORMIDABLE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORMIDABLE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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