Brooks P. Crankshaw

THE FORBES SECURITIES GROUP LLC

Greenwood Village, CO 80111

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CRD#: 2734919

Professional summary

Brooks Pearson Crankshaw is a registered financial professional currently at THE FORBES SECURITIES GROUP LLC located in Greenwood Village, Colorado.

Brooks is registered as a RR (Registered Representative) and started their career in finance in 1996. Brooks has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brooks Pearson Crankshaw's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2024 - Present

THE FORBES SECURITIES GROUP LLC

Office #1: 6400 S. Fiddlers Green Circle Suite 850, Greenwood Village, CO 80111

CRD#: 288142

Greenwood Village, CO

Past

January 5, 2024 - April 22, 2024

JORDAN, KNAUFF & COMPANY

CRD#: 129725

CHICAGO, IL

Past

March 10, 2020 - December 31, 2023

BRIDGE CAPITAL ASSOCIATES, INC.

CRD#: 143475

NORCROSS, GA

Past

June 6, 2018 - February 27, 2020

TCC SECURITIES, LLC

CRD#: 153575

CHICAGO, IL

Past

January 30, 2012 - May 4, 2018

GROWTH CAPITAL SERVICES, INC.

CRD#: 124658

Chicago, IL

Past

February 25, 2008 - December 19, 2011

AON SECURITIES LLC

CRD#: 4138

CHICAGO, IL

Past

July 1, 2004 - May 17, 2007

J.P. MORGAN SECURITIES INC.

CRD#: 18718

CHICAGO, IL

Past

February 4, 2004 - July 1, 2004

BANC ONE CAPITAL MARKETS, INC.

CRD#: 23065

CHICAGO, IL

Past

April 17, 1996 - February 15, 2002

BANC ONE CAPITAL MARKETS, INC.

CRD#: 23065

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(4/22/2024)

Michigan
(4/22/2024)

Utah
(1/2/2025)

Exams

State Security Law Exam

Series 63

Date: 10/18/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/1/2008

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/16/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/14/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

THE FORBES SECURITIES GROUP LLC

FORBES PARTNERS | THE FORBES SECURITIES GROUP LLC

CRD#: 288142 / SEC#: , 8-69926

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

6400 S. Fiddlers Green Circle Suite 850, Greenwood Village, CO 80111

Mailing Address

6400 S. Fiddlers Green Circle Suite 850, Greenwood Village, CO 80111

Phone number

(303) 770-6017

Established

Colorado since 02/01/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORBES, ROBERT ALAN	PRESIDENT	5765628
FORBES, SHARLEEN	OWNER
CARTER, ANA ROUMENOVA	FINOP/PFO/POO	4424794
WILEY, JONATHON DAVID	CHIEF COMPLIANCE OFFICER	2524793

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brooks P. Crankshaw

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brooks Pearson Crankshaw's CRS (Customer Relationship Summary).

Certified licenses

Experience

JORDAN, KNAUFF & COMPANY

BRIDGE CAPITAL ASSOCIATES, INC.

TCC SECURITIES, LLC

GROWTH CAPITAL SERVICES, INC.

AON SECURITIES LLC

J.P. MORGAN SECURITIES INC.

BANC ONE CAPITAL MARKETS, INC.

BANC ONE CAPITAL MARKETS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/18/1996

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 5/1/2008

Series 7

Date: 4/16/1996

Series 24

Date: 9/14/1999

FINRA

Current Firm

THE FORBES SECURITIES GROUP LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

THE FORBES SECURITIES GROUP LLC

TRUST BUT VERIFY

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