Brent P. O'neil
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Patrick O'neil, who also goes by Brent Patrick Oneil, was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1996. Brent had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2013 - February 28, 2017
KEELEY INVESTMENT CORP.
July 8, 2011 - August 19, 2013
MESIROW FINANCIAL, INC.
January 5, 2011 - July 7, 2011
M&I FINANCIAL ADVISORS, INC
January 22, 2009 - July 26, 2010
ALPS DISTRIBUTORS, INC.
May 31, 1996 - December 31, 1998
STRONG INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
KEELEY INVESTMENT CORP.
CRD#: 7346 / SEC#: , 8-21353
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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