William M. Mann
Professional summary
William Mowry Mann, who also goes by Bill Mann, is a registered financial professional currently at BROOKWOOD SECURITIES PARTNERS, LLC located in Beverly, Massachusetts.
William is registered as a RR (Registered Representative) and started their career in finance in 1996. William has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Mowry Mann's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 2022 - Present
BROOKWOOD SECURITIES PARTNERS, LLC
Office #1: 138 Conant Street, Beverly, MA 01915November 3, 2008 - December 9, 2009
VOYA FINANCIAL PARTNERS, LLC
December 1, 2005 - July 13, 2007
VP DISTRIBUTORS LLC
October 28, 2003 - September 8, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 17, 2001 - November 30, 2001
COREBRIDGE CAPITAL SERVICES, INC.
February 22, 1999 - October 5, 2001
AMERICAN GENERAL FUNDS DISTRIBUTORS, INC.
April 25, 1996 - July 31, 1998
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 8/8/2022
General Securities Representative ExaminationFINRA
Current Firm
BROOKWOOD SECURITIES PARTNERS, LLC
CRD#: 35187 / SEC#: , 8-46627
Contact information
FINRA licenses (46 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
BROOKWOOD SECURITIES PARTNERS, LLC
CRD#: 35187Beverly, MA 01915TRUST BUT VERIFY
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