Edmund C. Reilly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edmund Charles Reilly was a registered financial professional .
Edmund is a previously registered financial professional and started their career in finance in 1996. Edmund had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2013 - April 14, 2014
THE VERTICAL GROUP
July 30, 2012 - September 17, 2013
SEIDEL & CO., LLC
September 6, 2011 - March 13, 2012
TRADITION SECURITIES AND DERIVATIVES LLC
February 2, 2010 - August 24, 2011
CHAPDELAINE TULLETT PREBON, LLC
February 7, 2008 - November 24, 2009
TP ICAP GLOBAL MARKETS AMERICAS LLC
December 8, 2003 - January 3, 2008
GFI SECURITIES LLC
August 22, 2003 - December 17, 2003
INTER-DEALER BROKERS LLC
April 4, 1996 - March 9, 1998
ICAP SECURITIES USA LLC
State Registrations and Notice Filings
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Exams
Current Firm
THE VERTICAL GROUP
CRD#: 104353 / SEC#: , 8-52814
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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