Andre L. Thomas

ELITE-PRO WEALTH ADVISORS LLC

Wheaton, IL

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CRD#: 2734126

Professional summary

Andre La Monte Thomas, who also goes by Andre Lamonte Thomas, Tom Thomas, is a registered financial advisor currently at ELITE-PRO WEALTH ADVISORS LLC located in Wheaton, Illinois.

Andre is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Andre has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andre Lamonte Thomas | Tom Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I have my life insurance license which was a requirement at my recent firm. I dont use the license and it is not investment related. The title is a licensed life insurance agent. I passed the life insurance license test on 8/15/ 2021. I have not devoted any time to the license. Life insurance is used to protect a life of a individual or a group of individuals.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andre La Monte Thomas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2022 - Present

ELITE-PRO WEALTH ADVISORS LLC

RIA

CRD#: 312885

Wheaton, IL

Past

November 23, 2020 - October 11, 2022

LINCOLN INVESTMENT

RIA

CRD#: 519

LOMBARD, IL

Past

November 23, 2020 - October 11, 2022

CAPITAL ANALYSTS

RIA

CRD#: 162200

Lombard, IL

Past

November 5, 2018 - October 11, 2022

LINCOLN INVESTMENT

CRD#: 519

LOMBARD, IL

Past

December 22, 2010 - June 30, 2011

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

RALEIGH, NC

Past

May 5, 2004 - December 31, 2008

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

WEST DES MOINES, IA

Past

September 6, 2001 - February 11, 2003

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

Past

June 8, 2000 - October 18, 2001

GROWTHSTOCKS.COM

CRD#: 41507

RICHARDSON, TX

Past

June 17, 1999 - June 9, 2000

INSTITUTIONAL EQUITY CORPORATION

CRD#: 19628

DALLAS, TX

Past

October 22, 1998 - June 25, 1999

GUNNALLEN FINANCIAL, INC

CRD#: 17609

TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/4/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/6/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/5/2018

General Securities Representative Examination

Current Firm

ELITE-PRO WEALTH ADVISORS LLC

CRD#: 312885 / SEC#:

Illinois

Registered Investment Advisory firm - (10/19/2022 Approved)

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Contact information

Main Address

Wheaton, IL

Mailing Address

Phone number

(630) 820-2227

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andre L. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andre La Monte Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

LINCOLN INVESTMENT

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

BROKER DEALER FINANCIAL SERVICES CORP.

GUNNALLEN FINANCIAL, INC

GROWTHSTOCKS.COM

INSTITUTIONAL EQUITY CORPORATION

GUNNALLEN FINANCIAL, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/2020

Series 63

Date: 5/4/2019

SIE

Date: 11/6/2018

Series 7

Date: 11/5/2018

Current Firm

ELITE-PRO WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ELITE-PRO WEALTH ADVISORS LLC

TRUST BUT VERIFY

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