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Andre La Monte Thomas

ELITE-PRO WEALTH ADVISORS
WHEATON, IL
·CRD# 2734126·17 years experience

Professional Summary

Andre La Monte Thomas, who also goes by Andre Lamonte Thomas, Tom Thomas, is a registered financial advisor currently at ELITE-PRO WEALTH ADVISORS LLC located in Wheaton, Illinois. Andre is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Andre has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andre Lamonte Thomas, Tom Thomas

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

ELITE-PRO WEALTH ADVISORS LLC·CRD# 312885
RIA
Wheaton, IL
October 19, 2022 - Present
LINCOLN INVESTMENT·CRD# 519
RIA
Lombard, IL
November 23, 2020 - October 11, 2022
CAPITAL ANALYSTS·CRD# 162200
RIA
Lombard, IL
November 23, 2020 - October 11, 2022
LINCOLN INVESTMENT·CRD# 519
BD
Lombard, IL
November 5, 2018 - October 11, 2022
LIBERTY PARTNERS FINANCIAL SERVICES, LLC·CRD# 130390
BD
Raleigh, NC
December 22, 2010 - June 30, 2011
BROKER DEALER FINANCIAL SERVICES CORP.·CRD# 8073
BD
West Des Moines, IA
May 5, 2004 - December 31, 2008
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
September 6, 2001 - February 11, 2003
GROWTHSTOCKS.COM·CRD# 41507
BD
Richardson, TX
June 8, 2000 - October 18, 2001
INSTITUTIONAL EQUITY CORPORATION·CRD# 19628
BD
Dallas, TX
June 17, 1999 - June 9, 2000
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
October 22, 1998 - June 25, 1999

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Current Firm

EW
ELITE-PRO WEALTH ADVISORS LLC

ELITE-PRO WEALTH ADVISORS LLC

CRD#: 312885
Illinois
Registered Investment Advisory firm - Illinois (10/19/2022 Approved)

Contact Information

Main Address

Wheaton, IL

Phone Number

(630) 820-2227

# of Employees

0

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

15

AUM (Assets Under Management)

$100,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I have my life insurance license which was a requirement at my recent firm. I dont use the license and it is not investment related. The title is a licensed life insurance agent. I passed the life insurance license test on 8/15/ 2021. I have not devoted any time to the license. Life insurance is used to protect a life of a individual or a group of individuals.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Illinois
(10/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2020About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2019About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2018About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Andre La Monte Thomas's CRS (Customer Relationship Summary).

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