Matthew J. Ortman

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CRD#: 2734101

Professional summary

Matthew John Ortman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Matthew is a previously registered financial advisor and started their career in finance in 1996. Prior to being barred, Matthew had worked at 5 firms, which includes LIONSBRIDGE WEALTH MANAGEMENT LLC, AMERIPRISE FINANCIAL SERVICES LLC, OSAIC FA INC., THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, CITISTREET EQUITIES LLC.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 1, 2013 - October 3, 2013

LIONSBRIDGE WEALTH MANAGEMENT LLC

RIA

CRD#: 149019

JACKSONVILLE, FL

Past

September 9, 2010 - April 23, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

JACKSONVILLE, FL

Past

August 30, 2010 - April 23, 2013

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

JACKSONVILLE, FL

Past

November 17, 1999 - September 10, 2010

OSAIC FA, INC.

RIA

CRD#: 3978

JACKSONVILLE, FL

Past

September 29, 1999 - April 5, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 29, 1999 - September 10, 2010

OSAIC FA, INC.

CRD#: 3978

JACKSONVILLE, FL

Past

June 10, 1996 - September 7, 1999

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIONSBRIDGE WEALTH MANAGEMENT LLC

LIONSBRIDGE ASSET MANAGEMENT, LLC | LIONSBRIDGE WEALTH MANAGEMENT LLC

CRD#: 149019 / SEC#: 801-113258

RIA

Registered Investment Advisory firm - (5/21/2018 Approved)

Florida

Registered Investment Advisory firm - (5/31/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (5/31/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/31/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/12/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/17/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/10/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/7/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LIONSBRIDGE WEALTH MANAGEMENT LLC

LIONSBRIDGE ASSET MANAGEMENT, LLC | LIONSBRIDGE WEALTH MANAGEMENT LLC

CRD#: 149019 / SEC#: 801-113258

RIA

Registered Investment Advisory firm - (5/21/2018 Approved)

Florida

Registered Investment Advisory firm - (5/31/2018 Terminated)

Louisiana

Registered Investment Advisory firm - (5/31/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/31/2018 Terminated)

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Contact information

Main Address

1514 Roberts Drive, Jacksonville Beach, FL 32250

Mailing Address

Phone number

(904) 897-0390

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (8/28/2025)

Regulatory assets under management

Total Number of Accounts	166
AUM (Assets Under Management)	$ 132,260,621

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew J. Ortman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

CITISTREET EQUITIES LLC

Primary Firm SEC Registration

LIONSBRIDGE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/12/1996

Series 63

Date: 5/17/1996

Series 7

Date: 6/10/2003

Series 6

Date: 6/7/1996

Current Firm

LIONSBRIDGE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIONSBRIDGE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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