John Kokulak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Kokulak was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1969. John had worked at 7 firms and has passed the Series 63, Series 55, Series 7, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2006 - April 23, 2012
SLOAN SECURITIES CORP.
November 6, 2000 - June 28, 2006
LACONIA CAPITAL CORPORATION
June 5, 1997 - June 15, 2000
THE THERMOPYLAE GROUP, INC.
April 18, 1994 - February 14, 1997
DICKINSON & CO.
November 15, 1989 - June 11, 1990
NORTH AMERICAN INSTITUTIONAL BROKERS
May 18, 1988 - June 10, 1989
SHARPE CAPITAL, INC.
July 15, 1969 - June 30, 1987
MACALLASTER PITFIELD MACKAY INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/19/1999
Limited Representative-Equity Trader ExamSeries 1
Date: 7/9/1969
Registered Representative ExaminationCurrent Firm
SLOAN SECURITIES CORP.
CRD#: 17930 / SEC#: , 8-35955
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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