Marc D. Thompson
Professional summary
Marc Dewayne Thompson, who also goes by Marc D Thompson, is a registered financial advisor currently at SOVEREIGN CAPITAL VANTAGE, INC. located in Ashland, Virginia.
Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Marc has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marc Dewayne Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 18, 2025 - Present
SOVEREIGN CAPITAL VANTAGE, INC.
April 16, 2019 - December 31, 2024
SOVEREIGN CAPITAL VANTAGE, INC.
June 6, 2017 - December 31, 2018
SOVEREIGN CAPITAL VANTAGE, INC.
March 23, 2010 - June 6, 2017
EDWARD JONES
March 9, 2010 - June 6, 2017
EDWARD JONES
February 25, 2002 - June 13, 2002
MSI FINANCIAL SERVICES, INC.
February 11, 2002 - June 13, 2002
METROPOLITAN LIFE INSURANCE COMPANY
February 11, 2002 - June 13, 2002
MSI FINANCIAL SERVICES, INC.
July 1, 1997 - January 30, 1998
MERCANTILE INVESTMENT SERVICES, INC.
June 12, 1996 - July 1, 1997
GUARANTY BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/18/2025)
(2/20/2025)
(2/20/2025)
Exams
Current Firm
SOVEREIGN CAPITAL VANTAGE, INC.
CRD#: 288492 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 170 |
| AUM (Assets Under Management) | $ 24,107,796 |
Red Flags
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