Matthew D. Grishman

GEBHARDT GROUP,

Lafayette, CA 94549

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CRD#: 2733954

Professional summary

Matthew David Grishman, who also goes by Matt Grishman, is a registered financial advisor currently at GEBHARDT GROUP, INC located in Lafayette, California.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Matthew has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Grishman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Grishman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2025 - Present

GEBHARDT GROUP, INC

Office #1: 3390 Mt. Diablo Boulevard Suite 250, Lafayette, CA 94549

RIA

CRD#: 142903

Lafayette, CA

Past

February 25, 2020 - December 31, 2024

GEBHARDT GROUP, INC

RIA

CRD#: 142903

LAFAYETTE, CA

Past

February 6, 2015 - December 31, 2018

401K MASTERS, LLC

RIA

CRD#: 174735

ROSEVILLE, CA

Past

April 1, 2014 - August 2, 2019

GEBHARDT GROUP, INC

RIA

CRD#: 142903

ROSEVILLE, CA

Past

March 31, 2014 - September 3, 2014

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

ROSEVILLE, CA

Past

October 7, 2011 - March 31, 2014

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

ROSEVILLE, CA

Past

October 7, 2011 - March 31, 2014

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

ROSEVILLE, CA

Past

December 11, 2004 - October 17, 2011

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

November 7, 2002 - December 11, 2004

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

September 25, 2001 - November 11, 2002

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 106629

BOSTON, MA

Past

March 3, 2000 - November 11, 2002

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Past

June 30, 1997 - March 1, 2000

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

May 20, 1996 - June 12, 1997

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GEBHARDT GROUP, INC

CRD#: 142903 / SEC#: 801-80379

RIA

Registered Investment Advisory firm - (10/28/2014 Approved)

California

Registered Investment Advisory firm - (1/2/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/14/2025)

IAR

Nevada
(4/16/2025)

IAR

New York
(4/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/29/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/24/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/17/1996

General Securities Representative Examination

Current Firm

GEBHARDT GROUP, INC

CRD#: 142903 / SEC#: 801-80379

RIA

Registered Investment Advisory firm - (10/28/2014 Approved)

California

Registered Investment Advisory firm - (1/2/2015 Terminated)

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Contact information

Main Address

3390 Mt. Diablo Boulevard Suite 250, Lafayette, CA 94549

Mailing Address

Phone number

(925) 283-9150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GEBHARDT GROUP FORM ADV PART 2A - MARCH 2025 (3/13/2025)

Regulatory assets under management

Total Number of Accounts	762
AUM (Assets Under Management)	$ 295,168,856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Matthew D. Grishman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Grishman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GEBHARDT GROUP, INC

401K MASTERS, LLC

GEBHARDT GROUP, INC

INTEGRITY ALLIANCE, LLC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

METLIFE INVESTORS DISTRIBUTION COMPANY

METLIFE INVESTORS DISTRIBUTION COMPANY

PUTNAM INVESTMENT MANAGEMENT, LLC

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

LORD ABBETT DISTRIBUTOR LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

GEBHARDT GROUP, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/29/1997

Series 63

Date: 5/24/1996

Series 7

Date: 5/17/1996

Current Firm

GEBHARDT GROUP, INC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GEBHARDT GROUP, INC

TRUST BUT VERIFY

Contact information

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